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DOW INC. — Director's Dealing 2022
Feb 15, 2022
30381_dirs_2022-02-14_e6d73ff1-93f8-4d3a-8a7c-138c170e6c56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2022-02-10
Reporting Person: Fitterling James R (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-10 | Common Stock | A | 32980 | — | Acquired | 129046 | Direct |
| 2022-02-11 | Common Stock | D | 8991 | $61.09 | Disposed | 120055 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-10 | Non-Qualified Stock Option (Right to Buy) | $60.95 | A | 241880 | Acquired | 2032-02-10 | Common Stock (241880.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 232061 | Indirect |
| Common Stock | 1060.1726 | Indirect |
| Common Stock | 2139.0915 | Indirect |
Footnotes
F1: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
F2: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F3: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.
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