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DOW INC. — Director's Dealing 2021
Mar 10, 2021
30381_dirs_2021-03-10_6c5ba202-e69a-4f6b-995e-fd50f1fb47d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2021-03-09
Reporting Person: SAMPSON JOHN MAURICE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock | M | 5736 | $47.31 | Acquired | 18059.37 | Direct |
| 2021-03-09 | Common Stock | D | 4765 | $62.075 | Disposed | 13294.37 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Non-Qualified Stock Option (Right to Buy) | $47.31 | M | 5736 | Disposed | 2024-02-14 | Common Stock (5736.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32.4658 | Indirect |
Footnotes
F1: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $62.07 to $62.08. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: This option is fully vested and exercisable.
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