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DOW INC. — Director's Dealing 2021
Mar 12, 2021
30381_dirs_2021-03-11_9f8349d1-d679-4a2b-ada8-6ba66ec4b3fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2021-03-10
Reporting Person: Broodo Jack (President, Feedstocks & Energy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | M | 6160 | $47.31 | Acquired | 14593 | Direct |
| 2021-03-10 | Common Stock | D | 4942 | $64.15 | Disposed | 9651 | Direct |
| 2021-03-10 | Common Stock | G | 1218 | — | Disposed | 8433 | Direct |
| 2021-03-10 | Common Stock | G | 1218 | — | Acquired | 10963 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Non-Qualified Stock Option (Right to Buy) | $47.31 | M | 6160 | Disposed | 2024-02-14 | Common Stock (6160.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4.8645 | Indirect |
| Common Stock | 140.4478 | Indirect |
Footnotes
F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: This option is fully vested and exercisable.
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