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DOW INC. Director's Dealing 2021

Mar 12, 2021

30381_dirs_2021-03-11_9f8349d1-d679-4a2b-ada8-6ba66ec4b3fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2021-03-10

Reporting Person: Broodo Jack (President, Feedstocks & Energy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-10 Common Stock M 6160 $47.31 Acquired 14593 Direct
2021-03-10 Common Stock D 4942 $64.15 Disposed 9651 Direct
2021-03-10 Common Stock G 1218 Disposed 8433 Direct
2021-03-10 Common Stock G 1218 Acquired 10963 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-10 Non-Qualified Stock Option (Right to Buy) $47.31 M 6160 Disposed 2024-02-14 Common Stock (6160.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4.8645 Indirect
Common Stock 140.4478 Indirect

Footnotes

F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2: This option is fully vested and exercisable.