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DOW INC. Director's Dealing 2021

Mar 15, 2021

30381_dirs_2021-03-15_ac15dbf0-bd97-4740-bbf2-cb50ba15d49d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2021-03-11

Reporting Person: Donoso Diego (President, Pkg & Spec Plastics)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-11 Common Stock M 20338 $47.31 Acquired 30948 Direct
2021-03-11 Common Stock D 16955 $64.398 Disposed 13993 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-11 Non-Qualified Stock Option (Right to Buy) $47.31 M 20338 Disposed 2024-02-14 Common Stock (20338.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 19352 Indirect
Common Stock 117.5626 Indirect
Common Stock 4.4583 Indirect

Footnotes

F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $64.38 to $64.44. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: This option is fully vested and exercisable.