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DOW INC. — Director's Dealing 2021
Mar 15, 2021
30381_dirs_2021-03-15_ac15dbf0-bd97-4740-bbf2-cb50ba15d49d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2021-03-11
Reporting Person: Donoso Diego (President, Pkg & Spec Plastics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock | M | 20338 | $47.31 | Acquired | 30948 | Direct |
| 2021-03-11 | Common Stock | D | 16955 | $64.398 | Disposed | 13993 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-11 | Non-Qualified Stock Option (Right to Buy) | $47.31 | M | 20338 | Disposed | 2024-02-14 | Common Stock (20338.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19352 | Indirect |
| Common Stock | 117.5626 | Indirect |
| Common Stock | 4.4583 | Indirect |
Footnotes
F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $64.38 to $64.44. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This option is fully vested and exercisable.