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DOW INC. — Director's Dealing 2020
Nov 20, 2020
30381_dirs_2020-11-19_42d0c6a3-2a81-40ef-a42c-0dbcda12d047.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2020-11-17
Reporting Person: HOLICKI PETER (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | Common Stock | M | 13920.0000 | $38.8700 | Acquired | 69240.0000 | Direct |
| 2020-11-17 | Common Stock | D | 11734.0000 | $53.9000 | Disposed | 57506.0000 | Direct |
| 2020-11-18 | Common Stock | S | 6836.0000 | $55.9919 | Disposed | 50670.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | Non-Qualified Stock Option (Right to Buy) | $38.8700 | M | 13920.0000 | Disposed | 2021-02-11 | Common Stock (13920.0000) | Direct |
Footnotes
F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This option is fully vested and exercisable.