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DOW INC. — Director's Dealing 2020
Nov 25, 2020
30381_dirs_2020-11-25_b53645cc-19f0-4e47-b8ec-53adf28f089d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2020-11-23
Reporting Person: Sreeram Attiganal N (Senior Vice President / CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | M | 33510.0000 | $46.6000 | Acquired | 98095.0000 | Direct |
| 2020-11-23 | Common Stock | D | 30326.0000 | $56.0870 | Disposed | 67769.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Non-Qualified Stock Option (Right to Buy) | $46.6000 | M | 33510.0000 | Disposed | 2026-02-12 | Common Stock (33510.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 176.2194 | Indirect |
| Common Stock | 933.4299 | Indirect |
| Common Stock | 41296.0000 | Indirect |
Footnotes
F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $56.04 to $56.13. Reporting Person agrees to provide upon request by the Commission staff, theissuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This option is fully vested and exercisable.