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DOW INC. — Director's Dealing 2019
Apr 4, 2019
30381_dirs_2019-04-03_6992c943-1e85-4b3e-9ccf-05db25db1ccd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dow Inc. (DOW)
CIK: 0001751788
Period of Report: 2019-04-01
Reporting Person: BARTON JACQUELINE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Common Stock | J | 16717.0000 | $0.0000 | Acquired | 16717.0000 | Direct |
| 2019-04-01 | Common Stock | J | 200.0000 | $0.0000 | Acquired | 200.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Phantom Stock Units | $ | J | 1616.0000 | Acquired | Common Stock (1616.0000) | Direct |
Footnotes
F1: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.
F2: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.
F3: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.