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DOW INC. — Director's Dealing 2019
Dec 9, 2019
30381_dirs_2019-12-09_6faacbf1-c8a3-49b5-a7fe-f1f6b6ba51e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2019-12-05
Reporting Person: HOLICKI PETER (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-05 | Common Stock | M | 12341.0000 | $28.1400 | Acquired | 77138.0000 | Direct |
| 2019-12-05 | Common Stock | D | 9013.0000 | $52.1030 | Disposed | 68125.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-05 | Non-Qualified Stock Option (Right to Buy) | $28.1400 | M | 12341.0000 | Disposed | 2020-02-12 | Common Stock (12341.0000) | Direct |
Footnotes
F1: Shares used to satisfy tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price. All sales occurred at a range of $52.10 to $52.12.
F3: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.