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DOW INC. Director's Dealing 2019

Dec 9, 2019

30381_dirs_2019-12-09_6faacbf1-c8a3-49b5-a7fe-f1f6b6ba51e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2019-12-05

Reporting Person: HOLICKI PETER (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-05 Common Stock M 12341.0000 $28.1400 Acquired 77138.0000 Direct
2019-12-05 Common Stock D 9013.0000 $52.1030 Disposed 68125.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-05 Non-Qualified Stock Option (Right to Buy) $28.1400 M 12341.0000 Disposed 2020-02-12 Common Stock (12341.0000) Direct

Footnotes

F1: Shares used to satisfy tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price. All sales occurred at a range of $52.10 to $52.12.

F3: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.