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DOUGLAS DYNAMICS, INC Director's Dealing 2021

Mar 12, 2021

32507_dirs_2021-03-12_3ed7ccdc-2a13-4760-befc-b47f3e9e71fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2021-03-10

Reporting Person: McCormick Robert L (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-10 Common Stock S 8387 $49.285 Disposed 124061 Indirect
2021-03-10 Common Stock S 27 $49.84 Disposed 124034 Indirect
2021-03-11 Common Stock A 17622 Acquired 22071 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3281.4179 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2: Includes 17,622 shares that will vest in three annual installments beginning on March 6, 2022.