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DOUGLAS DYNAMICS, INC — Director's Dealing 2014
Jan 7, 2014
32507_dirs_2014-01-07_c88f9456-023c-475e-98d7-e68d14b07a53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2014-01-03
Reporting Person: Adamson Mark (VP, Sales and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-03 | Common Stock | S | 2199 | $16.5252 | Disposed | 27395 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock option (right to buy) | $4.21 | 2017-08-27 | Common Stock (26350) | 26350 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $16.50 to $16.64. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: The option became fully exercisable on an accelerated basis on May 20, 2011.