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DOUGLAS DYNAMICS, INC — Director's Dealing 2011
Mar 11, 2011
32507_dirs_2011-03-11_86a66521-546e-4d1f-a154-84ecdf63484b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2011-03-09
Reporting Person: Adamson Mark (VP, Sales and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | A | 5352 | — | Acquired | 15792 | Direct |
| 2011-03-11 | Common Stock | S | 2249 | $14.5324 | Disposed | 13543 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.21 | 2017-08-27 | Common Stock (79511) | 79511 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.48 to $14.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The option is exercisable at any time in respect of 32,011 of the underlying shares. With respect to the other 47,500 underlying shares, 23,750 will vest and become exercisable on each of August 27, 2011, and August 27, 2012.