AI assistant
DOUGLAS DYNAMICS, INC — Director's Dealing 2011
Mar 14, 2011
32507_dirs_2011-03-14_6cf1772a-c3aa-4822-8b43-34838f0739eb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2011-03-10
Reporting Person: ARES CORPORATE OPPORTUNITIES FUND LP (Director, 10% Owner)
Reporting Person: ACOF MANAGEMENT LP (Director, 10% Owner)
Reporting Person: ACOF OPERATING MANAGER LP (Director, 10% Owner)
Reporting Person: ARES MANAGEMENT LLC (Director, 10% Owner)
Reporting Person: ARES PARTNERS MANAGEMENT CO LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock, par value $0.01 per share | S | 302000 | $14.65 | Disposed | 2446766 | Direct |
Footnotes
F1: The general partner of Ares Corporate Opportunities Fund, L.P. ("ACOF") is ACOF Management, L.P. ("ACOF Management") and the general partner of ACOF Management is ACOF Operating Manager, L.P. ("ACOF Operating Manager"). The manager of ACOF is ACOF Operating Manager. ACOF Operating Manager is indirectly controlled by Ares Management LLC ("AM LLC"), which, in turn, is indirectly controlled by Ares Partners Management Company LLC ("APMC" and, together with ACOF, ACOF Management, ACOF Operating Manager and AM LLC, the "Ares Entities").
F2: APMC is managed by an executive committee comprised of Antony Ressler, Michael Arougheti, David Kaplan, Greg Margolies and Bennett Rosenthal. Each of the members of the executive committee, and the Ares Entities (other than ACOF with respect to the securities held by ACOF) and the officers, partners, members and managers of the Ares Entities expressly disclaim beneficial ownership of, and pecuniary interest in, these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.