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DOUGLAS DYNAMICS, INC — Director's Dealing 2011
May 10, 2011
32507_dirs_2011-05-10_d70dc1a7-a34d-4555-89f1-c840f9be789c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2011-05-06
Reporting Person: Janik James L (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-06 | Common Stock | S | 9374 | $14.1225 | Disposed | 251990 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.21 | 2014-09-04 | Common Stock (97314) | 97314 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.12 to $14.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: These stock options are fully vested and can be exercised at any time.