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DOUGLAS DYNAMICS, INC — Director's Dealing 2011
May 23, 2011
32507_dirs_2011-05-23_ef19bb99-0fb0-4d62-a1bc-11560ff76441.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOUGLAS DYNAMICS, INC (PLOW)
CIK: 0001287213
Period of Report: 2011-05-20
Reporting Person: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST (10% Owner)
Reporting Person: G E ASSET MANAGEMENT INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-20 | COMMON STOCK | S | 916851 | $14.20 | Disposed | 466188 | Direct |
Footnotes
F1: Consists of shares held directly by General Electric Pension Trust ("GEPT") as to which it has 100% pecuniary interest. GE Asset Management Incorporated ("GEAM") is the investment manager of GEPT. GEAM shares voting and dispositive power over the shares herein reported and may be deemed to be the beneficial owner of such shares for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. GEAM has no pecuniary interest in such shares and reports no shares owned.