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DoubleVerify Holdings, Inc. — Director's Dealing 2023
Dec 14, 2023
31682_dirs_2023-12-14_f1e695a0-9f90-465a-88ae-734cfeec248d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DoubleVerify Holdings, Inc. (DV)
CIK: 0001819928
Period of Report: 2023-12-12
Reporting Person: Allais Nicola T (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-12 | Common Stock | M | 9231 | $2.01 | Acquired | 71833 | Direct |
| 2023-12-12 | Common Stock | S | 9231 | $33.3261 | Disposed | 62602 | Direct |
| 2023-12-13 | Common Stock | M | 9231 | $2.01 | Acquired | 71833 | Direct |
| 2023-12-13 | Common Stock | S | 9231 | $34.9128 | Disposed | 62602 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-12 | Options (Rights to Buy) | $2.01 | M | 9231 | Disposed | 2028-01-04 | Common Stock (9231) | Direct |
| 2023-12-13 | Options (Rights to Buy) | $2.01 | M | 9231 | Disposed | 2028-01-04 | Common Stock (9231) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.24 to $33.405 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.75 to $35.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.