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DoubleVerify Holdings, Inc. — Director's Dealing 2021
Apr 20, 2021
31682_dirs_2021-04-20_038e50fa-c57d-4703-8004-dd708b355844.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DoubleVerify Holdings, Inc. (DV)
CIK: 0001819928
Period of Report: 2021-04-20
Reporting Person: Allais Nicola T (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51667 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Rights to Buy) | $2.01 | 2028-01-04 | Common Stock (750216) | Direct | |
| Options (Rights to Buy) | $2.01 | 2028-01-04 | Common Stock (801883) | Direct | |
| Restricted Stock Units | $ | Common Stock (100776) | Direct |
Footnotes
F1: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment.
F2: Represents non-qualified stock options granted on January 4, 2018 that vest upon the date that Providence VII U.S. Holdings L.P. receives cumulative cash proceeds in respect of its investment in DoubleVerify Holdings, Inc. (the "Company") equal to two times its aggregate cash investment in the Company, subject to Mr. Allais's continued employment.
F3: Represents time vesting restricted stock units granted on April 27, 2020 that vest on April 1, 2022, subject to Mr. Allais's continue employment.
F4: Restricted stock units convert into common stock on a one-for-one basis.