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DoubleLine Yield Opportunities Fund — Director's Dealing 2021
Sep 1, 2021
32482_dirs_2021-09-01_ad7ba658-0c6b-4dcc-950e-e0dcf700a607.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DoubleLine Yield Opportunities Fund (DLY)
CIK: 0001788399
Period of Report: 2021-01-04
Reporting Person: Salter John C. (Trustee)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Shares | $ | J | 5176.022 | Acquired | Common Shares (5176.022) | Indirect | |
| 2021-04-01 | Common Shares | $ | J | 147.275 | Acquired | Common Shares (147.275) | Indirect | |
| 2021-07-01 | Common Shares | $ | J | 146.341 | Acquired | Common Shares (146.341) | Indirect |
Footnotes
F1: The interests are payable based on the net asset value of Common Shares of the Issuer.
F2: Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date.
F3: Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan.