AI assistant
DOTZ NANO LIMITED — Major Shareholding Notification 2018
Mar 5, 2018
64794_rns_2018-03-05_e5f82f14-9593-43a1-904e-37dfcca64074.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer

ASX ANNOUNCEMENT 6 March 2018
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER X2
Dotz Nano Limited ("Dotz Nano" or the "Company") (ASX: DTZ), advises that the changes to substantial holders are in relation to the capital raisings between August 2017 and February 2018. The decreases in voting rights is due to the issue of shares and not the sale of shares.
Details in relation to the Notice of change of interests of substantial holders ("Notices") are contained in the attached Notices.
FOR FURTHER INFORMATION:
Company Secretary Ian Pamensky Company Secretary [email protected] +61 414 864 746
About Dotz Nano
Dotz Nano Limited (ASX: DTZ) is a nano-technology company focusing on the development, manufacture and commercialization of GQDs. Its vision is to be the premier producer of GQDs by producing and supplying high quality GQDs for use in various applications including medical imaging, sensing, consumer electronics, energy storage, solar cells and computer storage.
To learn more about Dotz Nano please view the website and our corporate video via the following link: www.dotznano.com
Form $604$
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | DOTZ NANO LIMITED | |
|---|---|---|
| ACN/ARSN | 125 264 575 | |
| 1. | Details of substantial holder (1) | |
| Name | Ariel Malik | |
| ACN (if applicable) | ||
| There was a change in the interests of the substantial holder on: |
Various (See 2 Below) | |
| The previous notice was given to the company on | 31/10/2016 | |
| The previous notice was dated | 13/11/2016 |
$2.$ Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power $(5)$ | Person's votes | Voting power $(5)$ | |
| Ordinary Shares | 11,746,611 | 10.68 % | 11,746,611 | 8.15%* |
* Changes in voting power as a result of share issues/ plavements by the Company between August 2017 and January 2018. This includes the following issues:
| Date of Issue | Number of Shares |
Issue Price |
|---|---|---|
| 8/8/2017 | 12,500,000 | \$0.12 |
| 5/12/17 | 18,333,333 | \$0.18 |
| 5/2/18 | 2,777,778 | \$0.18 |
| 5/2/18 | 500,000 | nil |
| Total | 34,111,111 |
Changes in relevant interests 3.
Particulars of each change in, or change in the nature of, a relevant interest or the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder $(8)$ |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Ariel Malik | 102 Capital Management <ariel malikA/C |
102 Capital Management <ariel malikA/C |
Relevant interest under section $608(1)(b)$ and $608(1)(c)$ of the Corporations Act 2001 (Cth) being a relevant interest arising through having the power to exercise a right to vote and a power to dispose of the shares held under 102 Capital Management <ariel Malik A/C</ariel |
11,746,611 fully paid ordinary shares |
11,746,611 fully paid ordinary shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| N/A | |
6. Addresses
5.
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| Ariel Malik | Hameyasdim 18, Hod Hasharon, Israel | |
| Signature | |||
|---|---|---|---|
| print name Ariel Malik | Capacity Personally | ||
| sign here | date 02 / 03 / 2018 | ||
| Directions |
- $1.$ If there are a number of substantial shareholders with similar or related relevant interests (eg, a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 6 of the form.
- $\mathcal{L}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\overline{3}$ . See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes. $\overline{4}$
-
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
$(a)$ any relevant agreement or other circumstances by which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers $(b)$ or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $\overline{7}$ . Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write 8 "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $\overline{9}$
6.
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | DOTZ NANO LIMITED | |
|---|---|---|
| ACN/ARSN | 125 264 575 | |
| 1. | Details of substantial holder (1) | |
| Name | Amiram Bornstein | |
| ACN (if applicable) | ||
| There was a change in the interests of the substantial holder on: |
Various (See 2 Below) | |
| The previous notice was given to the company on | 31/10/2016 | |
| The previous notice was dated | 13/11/2016 | |
$2.$ Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Person's votes | Voting power $(5)$ | Person's votes | Voting power $(5)$ |
|---|---|---|---|
| 11,988,809 | $10.90\%$ | 11,988,809 | $8.32\%*$ |
* Changes in voting power as a result of share issues/ plavements by the Company between August 2017 and January 2018. This includes the following issues:
| Date of Issue | Number of Shares |
Issue Price |
|---|---|---|
| 8/8/2017 | 12,500,000 | \$0.12 |
| 5/12/17 | 18,333,333 | \$0.18 |
| 5/2/18 | 2,777,778 | \$0.18 |
| 5/2/18 | 500,000 | nil |
| Total | 34, 111, 111 |
$3.$ Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest or the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Amiram Bornstein | 102 Capital Management <dr bornsteinI td A C |
102 Capital Management Dr Bornstein Ind $\sqrt{1}$ |
Relevant interest under section 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth) being a relevant interest arising through having the power to exercise a right to vote and a power to dispose of the shares held under 102 Capital Management (Dr Bornstein) IdA |
11,988,800 fully paid ordinary shares |
11.988,809 fully paid ordinary shares. |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | CONTRACTOR CONTRACTOR CON CONTRACTOR CONTRACTOR CONTRACTOR O MANUFACTOR CONTRACTOR ENTERTAINMENT CONTRACTOR CONTRACTOR CONTRACTOR CONTRACTOR |
|---|---|
| Nature of association | |
| parametri valen esimeri arritmental material de la compositat de la contraversi en esimeri el promotivo propri arritmente del propri del compositor el compositor el compositor el compositor el compositor el compositor el | CAREFACERSTARY |
| . On conservation to the real and an experimental and an experimental and an experimental and an experimental in $\label{eq:convergence} \begin{minipage}{0.9\textwidth} \centering \begin{tabular}{ c c c c c c c c c c c c c c c c c c c$ |
A TRANSPORTATION CONTINUES IN THE RELATIVE AND THE CONTINUES OF THE CONTINUES OF THE RELATIONSHIPS OF THE CONTINUES. $\label{eq:constrained-1} \begin{minipage}{0.9\textwidth} \begin{minipage}{0.9\textwidth} \centering \begin{minipage}{0.9\textwidth} \centering \end{minipage} \begin{minipage}{0.9\textwidth} \centering \begin{minipage}{0.9\textwidth} \centering \end{minipage} \begin{minipage}{0.9\textwidth} \centering \end{minipage} \begin{minipage}{0.9\textwidth} \centering \begin{minipage}{0.9\textwidth} \centering \end{minipage} \begin{minipage}{0.9\textwidth} \centering \end{minipage} \begin{minipage}{0.9\textwidth} \centering \end{minipage} \$ |
| ng nonong ing interview divorces. It is interviewed and a completed wear and it completed the vertex and complete distribution of the state of the complete distribution of the complete distribution of the complete distrib | новоз но помощь проволого м принимати в восстановленными состоими созданительных состояниваниях помощь на местопальных состо |
| And also a services |
6. Addresses
The addresses of persons named in this form are as follows:
| same. MARKAWAYAY BY ALL COLORADO ALEGANDERECECCIONES EN ESTATISTICAS |
The committee of the committee consideration of the series of the committee of the committee of the committee of the common the series of the committee of the committee of the committee of the committee of the committee Address |
|---|---|
| Amiram Bornstein -------------------------------------- |
$\alpha$ is a comparison of $\alpha$ and $\alpha$ and the comparison of $\beta$ the discontinuation of $\alpha$ is a $\beta$ that comparison of $\alpha$ is a comparison of $\alpha$ $\sim$ . The company construction of the companion mass is a constructed by the construction of the construction of the company construction of the construction of the construction of the construction of the construction of 18 Raines St. Tel-Aviv, Israel |
| on provincial and a communication of the construction of the control of the control of the control of the communication of the control of the control of the control of the control of the control of the control of the contr The company's and a management of the company of the company's service and the company's service and the company's service and the company's service and the company's service of the company's service of the company's servi |
|
| providence contraction in the computation of the computation of the computation of the computation of the computation of the computation of the computation of the computation of the computation of the computation of the c | |
| Communication in the communication of the communication of the communication of the communication of the communication of the communication of the communication of the communication of the communication of the communicati STEEL STATES CONTINUES AND A CONTINUES OF A REPORT OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF A STATES OF |
Signature
T.
| print name sign here |
Amiram Bornstein | Capacity Personally date $02 \times 03 \times 2018$ |
|
|---|---|---|---|
| Wirections | |||
|---|---|---|---|
If there are a mamber of substantial shareholders with similar or related relevant interests (eg. a cooporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in a
$\mathbf{1}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
1
Include details of:
tai
any relevant agreement or other circumstances by which the change in relevant interest occurred. If subsection 671B(4) any relevant agreement of oner customstances by value on visings in reasons inverse occurred. It subsection to their
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers $(b)$ or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $\overline{3}$ . has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $\overline{4}$ "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. 5.