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DOTZ NANO LIMITED — Major Shareholding Notification 2018
Sep 12, 2018
64794_rns_2018-09-12_f754a983-fc3b-4dfc-a223-93a523494532.pdf
Major Shareholding Notification
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Form $604$
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | DOTZ NANO LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 125 264 575 | ||
| 1. | Details of substantial holder (1) | ||
| Name | Ariel Malik (and associates) | ||
| ACN (if applicable) | |||
| There was a change in the interests of the substantial holder on: |
10 May 2018 | ||
| The previous notice was given to the company on | 03/08/2018 | ||
| The previous notice was dated | 03/08/2018 |
$2.$ Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Present notice | ||||
|---|---|---|---|---|
| Person's votes | Voting power $(5)$ | Person's votes | Voting power $(5)$ | |
| 11,746,611 | 6.58% | 13,276,611 | $7.44\%*$ | |
| Previous notice |
* Includes holdings that were previously excluded.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest or the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 10 May 2018 | Thorney Corp and Ariel Malik |
Issue of shares | Nil cash consideration as the shares were issued for services provided during the Company's re-listing in 2016 |
1,030,000 fully paid ordinary shares |
1,030,000 |
| 10 May 2018 | Changing the World Technologies Ltd and Ariel Malik |
Issue of shares | Nil cash consideration as the shares were issued as commission for facilitation of an agreement with third party entity Cistic Poly |
500,000 fully paid ordinary shares |
500,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder $(8)$ |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Ariel Malik | 102 Capital Management <ariel malikA/C |
102 Capital Management <ariel malikA/C |
Relevant interest under section $608(1)(b)$ and $608(1)(c)$ of the Corporations Act 2001 (Cth) being a relevant interest arising through having the power to exercise a right to vote and a power to dispose of the shares held under 102 Capital Management <ariel Malik A/C></ariel |
11,746,611 fully paid ordinary shares |
11,746,611 fully paid ordinary shares |
| Ariel Malik | THORNEY CORP |
THORNEY CORP |
Thorney Corp has a relevant interest as the registered holder of the shares issued. Ariel Malik has a deemed relevant interest under section 608 by virtue of being the ultimate beneficiary of the shares, which are held for him on trust by Thorney. |
1,030,000 fully paid ordinary shares |
1,030,000 fully paid ordinary shares |
| Ariel Malik | CHANGING THE WORLD TECHNOLOG IES LTD |
CHANGING THE WORLD TECHNOLOGIE SLTD |
Changing the World Technologies Ltd has a relevant interest as the holder of the shares issued. Ariel Malik has a deemed relevant interest under section 608 by virtue of being a substantial shareholder of the registered holder. |
500,000 fully paid ordinary shares |
500,000 fully paid ordinary shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association | ||
|---|---|---|---|
| N/A | |||
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | ||
|---|---|---|---|
| V | Ariel Malik | Hameyasdim 18, Hod Hasharon, Israel 112 Bonadie Street, Kingstown, St Vincent & the Grenadines, 21701 IBC 2013 |
|
| Thorney Corp | |||
| Changing the World Technologies Ltd | 112 Bonadie Street, Kingstown, St Vincent & the Grenadines, 21701 IBC 2013 |
Signature
print name Ariel Malik sign here
Capacity Personally date 07/09/2018