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DOTZ NANO LIMITED Major Shareholding Notification 2018

Sep 12, 2018

64794_rns_2018-09-12_f754a983-fc3b-4dfc-a223-93a523494532.pdf

Major Shareholding Notification

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Form $604$

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme DOTZ NANO LIMITED
ACN/ARSN 125 264 575
1. Details of substantial holder (1)
Name Ariel Malik (and associates)
ACN (if applicable)
There was a change in the interests of the substantial
holder on:
10 May 2018
The previous notice was given to the company on 03/08/2018
The previous notice was dated 03/08/2018

$2.$ Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Present notice
Person's votes Voting power $(5)$ Person's votes Voting power $(5)$
11,746,611 6.58% 13,276,611 $7.44\%*$
Previous notice

* Includes holdings that were previously excluded.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest or the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change $(6)$
Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
10 May 2018 Thorney Corp and
Ariel Malik
Issue of shares Nil cash
consideration as the
shares were issued
for services
provided during the
Company's re-listing
in 2016
1,030,000 fully
paid ordinary
shares
1,030,000
10 May 2018 Changing the World
Technologies Ltd and
Ariel Malik
Issue of shares Nil cash
consideration as the
shares were issued
as commission for
facilitation of an
agreement with third
party entity Cistic
Poly
500,000 fully paid
ordinary shares
500,000

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered
holder of
securities
Person entitled to
be registered as
holder $(8)$
Nature of relevant interest (6) Class and
number of
securities
Person's votes
Ariel Malik 102 Capital
Management
<ariel malikA/C
102 Capital
Management
<ariel malikA/C
Relevant interest under
section $608(1)(b)$ and
$608(1)(c)$ of the Corporations
Act 2001 (Cth) being a
relevant interest arising
through having the power to
exercise a right to vote and a
power to dispose of the
shares held under 102
Capital Management <ariel
Malik A/C></ariel
11,746,611
fully paid
ordinary
shares
11,746,611
fully paid
ordinary shares
Ariel Malik THORNEY
CORP
THORNEY
CORP
Thorney Corp has a relevant
interest as the registered
holder of the shares issued.
Ariel Malik has a deemed
relevant interest under
section 608 by virtue of
being the ultimate
beneficiary of the shares,
which are held for him on
trust by Thorney.
1,030,000
fully paid
ordinary
shares
1,030,000 fully
paid ordinary
shares
Ariel Malik CHANGING
THE WORLD
TECHNOLOG
IES LTD
CHANGING THE
WORLD
TECHNOLOGIE
SLTD
Changing the World
Technologies Ltd has a
relevant interest as the holder
of the shares issued. Ariel
Malik has a deemed relevant
interest under section 608 by
virtue of being a substantial
shareholder of the registered
holder.
500,000
fully paid
ordinary
shares
500,000 fully
paid ordinary
shares

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
V Ariel Malik Hameyasdim 18, Hod Hasharon, Israel
112 Bonadie Street, Kingstown, St Vincent & the Grenadines, 21701 IBC 2013
Thorney Corp
Changing the World Technologies Ltd 112 Bonadie Street, Kingstown, St Vincent & the Grenadines, 21701 IBC 2013

Signature

print name Ariel Malik sign here

Capacity Personally date 07/09/2018