Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

DOTZ NANO LIMITED Major Shareholding Notification 2012

Oct 11, 2012

64794_rns_2012-10-11_d12682b8-de1d-4245-b827-5fce427f9991.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To: Northern Iron Limited
Level 3, 3 Ord Street
West Perth
WА
Australia, 6005
ABN 71 125 264 575
To: ASX Limited

1. Details of substantial shareholder

Name and ABN

Deutsche Bank AG (ABN 13 064 165 162) and its related bodies corporate (together, the "Deutsche Bank Group" became a substantial shareholder on 10 October 2012.

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date of the substantial holder became a substantial holder are as follows:

Class of securities Number of securities Person's votes Voting power
Ordinary shares 28, 193, 368 28, 193, 368

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of
securities (Ordinary
Stapled Securities
unless stated)
Deutsche Securities Australia
Limited and each of its holding
companies in the Deutsche		 In its capacity as stockbroker, stock borrower, stock
lender and in various other related capacities.		 28,193,368
Bank Group. Each holding company of Deutsche Securities
Australia Limited, including Deutsche Bank, is
deemed to have the same relevant interest.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be registered as
holder		 Class and number
of securities
(Ordinary shares
unless stated)
Deutsche Securities
Australia Limited and
each of its holding
companies in the
Deutsche Bank Group.		 Unknown being
executed trades
pending settlement at
time of filing.		 Part of this relevant interest
represents stock lent under
outstanding stock borrowing/lending
arrangement, the counterparty to
which is disclosed in Schedule 2 and
Schedule 3.		 28,193,368

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Refer to Schedule 1.

6. Associates

$N/A$

7. Addresses

The addresses of persons named in this form are:

Name

Address

Deutsche Bank Group C/- Level 59, International Commerce Centre, 1 Austin Road, West Kowloon, Hong Kong

$J.$ a

Signature

Name Jamie Crocker

Date 12 October 2012

Schedule 1 to Form 603

Group Name ASX Stock Trade Date Trans Type Trans, Number Consideration
DEUTSCHE SECURITIES NFE ORD 12/06/2012 B 18 $-16.65$
DEUTSCHE SECURITIES NFE ORD 12/06/2012 В 7 $-6.48$
DEUTSCHE SECURITIES NFE ORD 13/06/2012 B 31 $-26.82$
DEUTSCHE SECURITIES NFE ORD 13/06/2012 В 5 $-4.50$
DEUTSCHE SECURITIES NFE ORD 13/06/2012 $\mathbf 2$ $-1.80$
14/06/2012 B 79
DEUTSCHE SECURITIES NFE ORD B $-68.33$
DEUTSCHE SECURITIES NFE
NFE		 ORD
ORD		 15/06/2012 В 1140 $-1,020.30$
DEUTSCHE SECURITIES 15/06/2012 В 1 $-0.89$
$-22.08$
DEUTSCHE SECURITIES NFE ORD 18/06/2012 B 24
DEUTSCHE SECURITIES NFE
NFE		 ORD
ORD		 19/06/2012
21/06/2012		 B
B		 145
34		 $-135.55$
$-30.60$
DEUTSCHE SECURITIES
DEUTSCHE SECURITIES		 NFE ORD 22/06/2012 B 88 $-76.28$
DEUTSCHE SECURITIES NFE ORD 22/06/2012 B 19 $-16.63$
DEUTSCHE SECURITIES NFE ORD 22/06/2012 B 3 $-2.72$
DEUTSCHE SECURITIES NFE ORD 22/06/2012 B $\overline{2}$ $-1.81$
DEUTSCHE SECURITIES NFE ORD 25/06/2012 B 369 $-326.57$
DEUTSCHE SECURITIES NFE ORD 25/06/2012 B 70 $-61.95$
DEUTSCHE SECURITIES NFE ORD 25/06/2012 B 60 $-52.49$
DEUTSCHE SECURITIES NFE ORD 26/06/2012 B 44 $-38.72$
DEUTSCHE SECURITIES NFE ORD 26/06/2012 B 3 $-2.66$
DEUTSCHE SECURITIES NFE ORD 26/06/2012 B 2 $-1.77$
DEUTSCHE SECURITIES NFE ORD 27/06/2012 B 176 $-154.88$
DEUTSCHE SECURITIES NFE ORD 27/06/2012 B 45 $-40.49$
DEUTSCHE SECURITIES NFE ORD 2/07/2012 B $\overline{2}$ $-1.86$
DEUTSCHE SECURITIES NFE ORD 3/07/2012 B 1630 $-1,449.06$
DEUTSCHE SECURITIES NFE ORD 4/07/2012 B 387 $-345.36$
DEUTSCHE SECURITIES NFE ORD 5/07/2012 B 9068 $-7,937.36$
DEUTSCHE SECURITIES NFE ORD 5/07/2012 B 151 $-133.64$
DEUTSCHE SECURITIES NFE ORD 6/07/2012 B 11974 $-10,215.86$
DEUTSCHE SECURITIES NFE ORD 6/07/2012 B 56 $-47.59$
DEUTSCHE SECURITIES NFE ORD 6/07/2012 B 13 $-11.31$
DEUTSCHE SECURITIES NFE ORD 6/07/2012 B 12 $-10.34$
DEUTSCHE SECURITIES NFE ORD 11/07/2012 B 55 $-45.69$
DEUTSCHE SECURITIES NFE ORD 11/07/2012 B 1 $-0.82$
DEUTSCHE SECURITIES NFE ORD 12/07/2012 B 53 $-42.24$
DEUTSCHE SECURITIES NFE ORD 12/07/2012 B 25 $-19.78$
DEUTSCHE SECURITIES NFE ORD 13/07/2012 B 5 $-4.05$
DEUTSCHE SECURITIES NFE ORD 16/07/2012 B 19 $-15.77$
DEUTSCHE SECURITIES NFE ORD 17/07/2012 B 5 $-4.05$
DEUTSCHE SECURITIES NFE ORD 18/07/2012 B 3 $-2.33$
DEUTSCHE SECURITIES NFE ORD 19/07/2012 B 196 $-160.72$
DEUTSCHE SECURITIES
DEUTSCHE SECURITIES		 NFE
NFE		 ORD
ORD		 20/07/2012
20/07/2012		 B
B		 241
4		 $-195.95$
$-3.18$
DEUTSCHE SECURITIES NFE ORD 23/07/2012 B 1385 $-1,108.00$
DEUTSCHE SECURITIES NFE ORD 24/07/2012 B 24 $-24.38$
DEUTSCHE SECURITIES NFE ORD 25/07/2012 B 938 $-990.80$
DEUTSCHE SECURITIES NFE ORD 25/07/2012 B 54 $-56.85$
DEUTSCHE SECURITIES NFE ORD 26/07/2012 B 938 $-975.52$
DEUTSCHE SECURITIES NFE ORD 26/07/2012 B 60 $-62.10$
DEUTSCHE SECURITIES NFE ORD 26/07/2012 B 26 $-27.07$
DEUTSCHE SECURITIES NFE ORD 30/07/2012 B 70000 $-80,490.00$
DEUTSCHE SECURITIES NFE ORD 30/07/2012 B 170 $-195.52$
DEUTSCHE SECURITIES NFE ORD 30/07/2012 B 22 $-22.88$
DEUTSCHE SECURITIES NFE ORD 31/07/2012 B 654 $-771.72$
DEUTSCHE SECURITIES NFE ORD 31/07/2012 B 578 $-679.15$
DEUTSCHE SECURITIES NFE ORD 31/07/2012 B 415 $-487.28$
DEUTSCHE SECURITIES NFE ORD 31/07/2012 B 391 $-457.47$
DEUTSCHE SECURITIES NFE ORD 1/08/2012 B 1156 $-1,346.74$
DEUTSCHE SECURITIES NFE ORD 1/08/2012 B 9 $-10.44$
DEUTSCHE SECURITIES NFE ORD 2/08/2012 B 65 $-74.49$
DEUTSCHE SECURITIES NFE ORD 2/08/2012 B 25 $-28.52$
DEUTSCHE SECURITIES NFE ORD 3/08/2012 B 140000 $-160,500.00$
DEUTSCHE SECURITIES NFE ORD 3/08/2012 B 5866 $-6,749.26$
DEUTSCHE SECURITIES NFE ORD 3/08/2012 B 487 $-560.05$
DEUTSCHE SECURITIES NFE ORD 3/08/2012 B 63 $-72.14$

Some transactions may not be available at time of filing.

$\epsilon$

Schedule 1 to Form 603

Group Name ASX Stock Trade Date Trans Type Trans, Number Consideration
DEUTSCHE SECURITIES NFE ORD 3/08/2012 B 2 $-2.28$
DEUTSCHE SECURITIES NFE ORD 6/08/2012 98 $-113.66$
DEUTSCHE SECURITIES NFE ORD B
B
DEUTSCHE SECURITIES 8/08/2012 306 $-347.41$
NFE ORD 8/08/2012 B 258 $-295.14$
DEUTSCHE SECURITIES NFE ORD 9/08/2012 B $\overline{\mathfrak{c}}$ $-7.98$
DEUTSCHE SECURITIES NFE ORD 10/08/2012 B 56 $-63.56$
DEUTSCHE SECURITIES NFE ORD 13/08/2012 B 1096 $-1,249.44$
DEUTSCHE SECURITIES NFE ORD 13/08/2012 B 198 $-224.73$
DEUTSCHE SECURITIES NFE ORD 14/08/2012 Β 34943 $-39,980.95$
DEUTSCHE SECURITIES NFE ORD 14/08/2012 B 328 $-376.91$
DEUTSCHE SECURITIES NFE ORD 15/08/2012 B 7254 $-8,269.56$
DEUTSCHE SECURITIES NFE ORD 16/08/2012 B 7309 $-8,332.26$
DEUTSCHE SECURITIES NFE ORD 16/08/2012 Β 42 $-47.64$
DEUTSCHE SECURITIES NFE ORD 17/08/2012 B 24536 $-28,718.15$
DEUTSCHE SECURITIES NFE ORD 17/08/2012 B 751 $-873.55$
DEUTSCHE SECURITIES NFE ORD 20/08/2012 B 6260 $-7,355.50$
DEUTSCHE SECURITIES NFE ORD 20/08/2012 B 726 $-849.42$
DEUTSCHE SECURITIES NFE ORD 20/08/2012 B 491 $-574.47$
DEUTSCHE SECURITIES NFE ORD 20/08/2012 B 40 $-47.00$
DEUTSCHE SECURITIES NFE ORD 21/08/2012 B 9880 $-11,499.06$
DEUTSCHE SECURITIES NFE ORD 21/08/2012 B 1344 $-1,538.89$
DEUTSCHE SECURITIES NFE ORD 21/08/2012 B 122 $-139.59$
DEUTSCHE SECURITIES NFE ORD 21/08/2012 B 94 $-110.45$
DEUTSCHE SECURITIES NFE ORD 23/08/2012 B 26336 $-30,023.04$
DEUTSCHE SECURITIES NFE ORD 23/08/2012 B 21 $-23.94$
DEUTSCHE SECURITIES NFE ORD 24/08/2012 B 17 $-19.38$
DEUTSCHE SECURITIES NFE ORD 27/08/2012 B 3548 $-3,618.96$
DEUTSCHE SECURITIES NFE ORD 27/08/2012 B 30 $-32.10$
DEUTSCHE SECURITIES NFE ORD 28/08/2012 B 17758 $-17,419.62$
DEUTSCHE SECURITIES NFE ORD 28/08/2012 B 56 $-56.00$
DEUTSCHE SECURITIES
DEUTSCHE SECURITIES		 NFE
NFE		 ORD
ORD		 29/08/2012
29/08/2012		 B
B		 45972
23		 $-41,966.06$
DEUTSCHE SECURITIES NFE ORD 29/08/2012 B 15 $-21.59$
$-14.40$
DEUTSCHE SECURITIES NFE ORD 29/08/2012 B 3 $-2.67$
DEUTSCHE SECURITIES NFE ORD 30/08/2012 B 47172 $-39,487.42$
DEUTSCHE SECURITIES NFE ORD 30/08/2012 B 169 $-150.41$
DEUTSCHE SECURITIES NFE ORD 31/08/2012 B 6966 $-5,781.78$
DEUTSCHE SECURITIES NFE ORD 31/08/2012 B 283 $-234.89$
DEUTSCHE SECURITIES NFE ORD 31/08/2012 B 90 $-74.87$
DEUTSCHE SECURITIES NFE ORD 3/09/2012 B 3 $-2.57$
DEUTSCHE SECURITIES NFE ORD 4/09/2012 B 41 $-34.65$
DEUTSCHE SECURITIES NFE ORD 5/09/2012 B 55283 $-38,838.07$
DEUTSCHE SECURITIES NFE ORD 5/09/2012 B 188 $-141.00$
DEUTSCHE SECURITIES NFE ORD 5/09/2012 B 20 $-14.90$
DEUTSCHE SECURITIES NFE ORD 6/09/2012 B 6987 $-4,855.97$
DEUTSCHE SECURITIES NFE ORD 6/09/2012 B 32 $-22.08$
DEUTSCHE SECURITIES NFE ORD 7/09/2012 B 5359 $-3,965.66$
DEUTSCHE SECURITIES NFE ORD 7/09/2012 B 20 $-14.40$
DEUTSCHE SECURITIES NFE ORD 7/09/2012 B 16 $-12.00$
DEUTSCHE SECURITIES NFE ORD 10/09/2012 B 20680 $-15,593.24$
DEUTSCHE SECURITIES NFE ORD 10/09/2012 B 130 $-96.20$
DEUTSCHE SECURITIES NFE ORD 11/09/2012 B 14 $-11.06$
DEUTSCHE SECURITIES NFE ORD 12/09/2012 B 14 $-12.04$
DEUTSCHE SECURITIES NFE ORD 13/09/2012 B 24 $-20.40$
DEUTSCHE SECURITIES
DEUTSCHE SECURITIES		 NFE
NFE		 ORD
ORD		 13/09/2012
14/09/2012		 B
B		 1
129		 $-0.84$
DEUTSCHE SECURITIES NFE ORD 14/09/2012 B 25 $-111.00$
$-21.63$
DEUTSCHE SECURITIES NFE ORD 14/09/2012 B 3 $-2.52$
DEUTSCHE SECURITIES NFE ORD 17/09/2012 B 682 $-553.67$
DEUTSCHE SECURITIES NFE ORD 17/09/2012 B 59 $-49.56$
DEUTSCHE SECURITIES NFE ORD 18/09/2012 B 5360 $-4,475.60$
DEUTSCHE SECURITIES NFE ORD 19/09/2012 B 314 $-273.18$
DEUTSCHE SECURITIES NFE ORD 20/09/2012 B 8 $-6.92$
DEUTSCHE SECURITIES NFE ORD 20/09/2012 B 6 $-5.40$
DEUTSCHE SECURITIES NFE ORD 21/09/2012 B 2078 $-1,811.57$

Some transactions may not be available at time of filing.

Schedule 1 to Form 603

Group Name ASX Stock Trade Date Trans Type Trans, Number Consideration
DEUTSCHE SECURITIES NFE ORD 21/09/2012 B 2 $-1.71$
DEUTSCHE SECURITIES NFE ORD 24/09/2012 B 63 $-54.18$
DEUTSCHE SECURITIES NFE ORD 24/09/2012 B 21 $-17.85$
DEUTSCHE SECURITIES NFE ORD 25/09/2012 B 9 $-7.21$
DEUTSCHE SECURITIES NFE ORD 26/09/2012 B 21 $-16.59$
DEUTSCHE SECURITIES NFE ORD 27/09/2012 B 32 $-25.60$
DEUTSCHE SECURITIES NFE ORD 28/09/2012 B 5266 $-4,396.55$
DEUTSCHE SECURITIES NFE ORD 28/09/2012 B 16 $-13.44$
DEUTSCHE SECURITIES NFE ORD 28/09/2012 B 2 $-1.66$
DEUTSCHE SECURITIES NFE ORD 2/10/2012 B 29 $-24.07$
DEUTSCHE SECURITIES NFE ORD 2/10/2012 B 8 $-6.52$
DEUTSCHE SECURITIES NFE ORD 3/10/2012 B 21 $-17.43$
DEUTSCHE SECURITIES NFE ORD 3/10/2012 B 11 $-9.13$
DEUTSCHE SECURITIES NFE ORD 3/10/2012 B 5 $-4.15$
DEUTSCHE SECURITIES NFE ORD 8/10/2012 B 55000 $-30,825.00$
DEUTSCHE SECURITIES NFE ORD 8/10/2012 B 23562 $-14,211.18$
DEUTSCHE SECURITIES NFE ORD 8/10/2012 B 9225 $-5,258.25$
DEUTSCHE SECURITIES NFE ORD 8/10/2012 B 59 $-32.39$
DEUTSCHE SECURITIES NFE ORD 9/10/2012 B 5000 $-2,850.00$
DEUTSCHE SECURITIES NFE ORD 9/10/2012 B 67 $-37.71$
DEUTSCHE SECURITIES NFE ORD 10/10/2012 B 33050180 $-18,326,324.81$
DEUTSCHE SECURITIES NFE ORD 10/10/2012 B 39 $-21.26$
DEUTSCHE SECURITIES NFE ORD 10/10/2012 B 5 $-2.78$

$\bar{\rm x}$

More from DOTZ NANO LIMITED

Capital/Financing Update 2026
Jun 2
Share Issue/Capital Change 2026
Jun 1
Share Issue/Capital Change 2026
Jun 1
Share Issue/Capital Change 2026
Jun 1
Director's Dealing 2026
Jun 1
Director's Dealing 2026
Jun 1
Director's Dealing 2026
Jun 1
Share Issue/Capital Change 2026
May 26
Share Issue/Capital Change 2026
May 25
Share Issue/Capital Change 2026
May 25
View all filings →