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DOTZ NANO LIMITED — Director's Dealing 2012
Nov 14, 2012
64794_rns_2012-11-14_b72bf933-3ee4-44b8-a254-169e03bbd045.pdf
Director's Dealing
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Appendix 3Y Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
Name of entity NORTHERN IRON LIMITED ABN 71 125 264 575
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | JOHN SANDERSON |
|---|---|
| Date of last notice | 14 November 2012 |
Part 1 – Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
n/a |
| **Date of change ** | 7 November 2012 |
| No. of securities held prior to change | Shares:240,000 Options:1,500,000 |
| Class | Shares Fully Paid Ordinary Shares Options 1,500,000 Unlisted Options expiring on 24 August 2013. Exercise prices as follows: a) 500,000 @$2.06 b) 500,000 @ $2.41 c) 500,000 @ $2.91 |
+See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1 AUSTRALIA\BTUXEN\222646365.03
Appendix 3Y Change of Director's Interest Notice
| Number acquired | 120,000 fully paid ordinary shares |
|---|---|
| Number disposed | Nil |
| Value/Consideration | $50,400 |
| Note: If consideration is non-cash, provide details and | |
| estimated valuation | |
| No. of securities held after change | Shares:360,000 |
| Options:1,500,000 | |
| Nature of change | On-market trade |
| Example: on-market trade, off-market trade, exercise of | |
| options, issue of securities under dividend reinvestment | |
| plan, participation in buy-back |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not applicable |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which interest | |
| related prior to change | |
| Note: Details are only required for a contract in relation to | |
| which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and | |
| estimated valuation | |
| **Interest after change ** |
Part 3 –[+] Closed Period
| Part 3– +Closed Period | |
|---|---|
| Were the interests in the securities or | No |
| contracts detailed above traded during a | |
| +closed period where prior written clearance | |
| was required? |
+See chapter 19 for defined terms.
Appendix 3Y Page 2 AUSTRALIA\BTUXEN\222646365.03
01/01/2011
| If so, was prior written clearance provided to | N/A |
|---|---|
| allow the trade to proceed during this | |
| period? | |
| If prior written clearance was provided, on | N/A |
| what date was this provided? |