DOTZ NANO LIMITED — Capital/Financing Update 2014

Jun 26, 2014

Rule%2.7,%3.10.3,%3.10.4,%3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information%or%documents%not%available%now%must%be%given%to%ASX%as%soon%as%available.%%Information%and% documents%given%to%ASX%become%ASX’s%property%and%may%be%made%public.%

Introduced!01/07/96!!Origin:!Appendix!5!!Amended!01/07/98,!01/09/99,!01/07/00,!30/09/01,!11/03/02,!01/01/03,!24/10/05,!01/08/12!

Name!of!entity!

NORTHERN'IRON'LIMITED'

ABN!

71'125'264'575

We!(the!entity)!give!ASX!the!following!information.!

Part 1 - All issues

You%must%complete%the%relevant%sections%(attach%sheets%if%there%is%not%enough%space).

1! +Class!of!+securities!issued!or!to! Performance!Rights! be!issued! 2! Number!!of![+] securities!issued!or! 1,000,000! to! be! issued! (if! known)! or! maximum! number! which! may! be!issued! 3! Principal! terms! of! the! Performance! Rights! issued! under! the! +securities! (eg,! if! options,! Company’s! Performance! Rights! plan! as! exercise!price!and!expiry!date;!if! approved! by! shareholders! on! 15! May! 2013! partly! paid! +securities,! the! ( Plan ).!!The!Performance!Rights!are!subject! amount! outstanding! and! due! to!vesting!conditions!as!set!out!in!the!notice! dates! for! payment;! if! +convertible! securities,! the! of! meeting! for! the! Company’s! 2014! annual! General!Meeting.! conversion! price! and! dates! for! conversion)!

+!See!chapter!19!for!defined!terms.!

Appendix!3B!Page!1!

01/08/2012!

4! Do! the![+] securities! rank! equally! No.! ! Upon! vesting,! if! exercised! and! settled! in! all! respects! from! the! date! of! through! the! issue! of! ordinary! shares,! each! allotment!with!an!existing![+] class! share!issued!will!rank!equally!with!existing! of!quoted![+] securities?! fully!paid!ordinary!shares.! If! the! additional! securities! do! not!rank!equally,!please!state:! • the!date!from!which!they!do! • the! extent! to! which! they! participate! for! the! next! dividend,! (in! the! case! of! a! trust,! distribution)! or! interest!payment! • the! extent! to! which! they! do! not! rank! equally,! other! than! in! relation! to! the! next! dividend,! distribution! or! interest!payment! 5! Issue!price!or!consideration! Nil.! 6! Purpose!of!the!issue! Issued!as!a!long!term!incentive!under!the! (If! issued! as! consideration! for! Plan,!pursuant!also!to!separate!shareholder! the!acquisition!of!assets,!clearly! approval!granted!at!the!2014!AGM.! identify!those!assets)! 6a! Is! the! entity! an![+] eligible! entity! No! that! has! obtained! security! holder!approval!under!rule!7.1A?! If!Yes,!complete!sections!6b!–!6h! in% relation% to% the%[+] securities% the% subject%of%this%Appendix%3B ,!and! comply!with!section!6i! 6b! The! date! the! security! holder! N/A! resolution! under! rule! 7.1A! was! passed! 6c! Number! of![+] securities! issued! N/A! without!security!holder!approval! under!rule!7.1! 6d! Number! of![+] securities! issued! N/A! with! security! holder! approval! under!rule!7.1A!

No.! ! Upon! vesting,! if! exercised! and! settled! through! the! issue! of! ordinary! shares,! each! share!issued!will!rank!equally!with!existing! fully!paid!ordinary!shares.!

6e Number of +securities issued with security holder approval under rule 7.3, or another specificsecurityholderapproval (specifydateofmeeting) 6f Number of securities issued underanexceptioninrule7.2 6g If securities issued under rule 7.1A,wasissuepriceatleast75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. IncludethesourceoftheVWAP calculation. 6h If securities were issued under rule 7.1A for nonccash consideration, state date on which valuation of consideration was released to ASXMarketAnnouncements 6i Calculatetheentity’sremaining issuecapacityunderrule7.1and rule7.1A–completeAnnexure1 and release to ASX Market Announcements 7 Dates of entering +securities into uncertificated holdings or despatchofcertificates 8 Number and +class of all +securities quoted on ASX (including the securities in section2ifapplicable)	N/A
	N/A
	N/A
	N/A
	N/A
	27June2014
	Number	+Class
	484,405,314	OrdinaryShares

+!See!chapter!19!for!defined!terms.!

Appendix!3B!Page!3!

01/08/2012!

Number! +Class! 9! Number! and! +class! of! all! +securities! not! quoted! on! ASX! ( including the! securities! in! 1,300,000 Performance! Rights,! section!2!if!applicable)! subject! to! vesting! conditions!

10! Dividend!policy!(in!the!case!of!a! As!per!existing!Ordinary!Shares.! trust,!distribution!policy)!on!the! increased!capital!(interests)!

Part 2 - Bonus issue or pro rata issue

11 Is security holder approval required? 12 Istheissuerenounceableornonc renounceable? 13 Ratio in which the +securities willbeoffered 14 +Classof+securitiestowhichthe offerrelates 15 +Record date to determine entitlements 16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? 17 Policy for deciding entitlements inrelationtofractions 18 Namesofcountriesinwhichthe entity has +security holders who will not be sent new issue documents Note:Securityholdersmustbetoldhowtheir entitlementsaretobedealtwith. Crossreference:rule7.7. 19 Closing date for receipt of acceptancesorrenunciations	N/A

20 21	Namesofanyunderwriters Amountofanyunderwritingfee
	orcommission
22	Names of any brokers to the
23	issue Fee or commission payable to
	thebrokertotheissue
24	Amount of any handling fee
	payable to brokers who lodge
	acceptances or renunciations on
	behalfof+securityholders
25	If the issue is contingent on
	+security holders’ approval, the
	dateofthemeeting
26	Dateentitlementandacceptance
	form and prospectus or Product
	DisclosureStatementwillbesent
	topersonsentitled
27	If the entity has issued options,
	and the terms entitle option
	holders to participate on
	exercise, the date on which
	notices will be sent to option
	holders
28	Daterightstradingwillbegin(if
	applicable)
29	Date rights trading will end (if
30	applicable) How do +security holders sell
	theirentitlements_infull_through
	abroker?
31	How do +security holders sell
	part of their entitlements
	through a broker and accept for
	thebalance?

+!See!chapter!19!for!defined!terms.!

Appendix!3B!Page!5!

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• 32! How!do![+] security!holders!dispose! of! their! entitlements! (except! by! sale!through!a!broker)?!

• 33! +Despatch!date!

Part 3 - Quotation of securities

You%need%only%complete%this%section%if%you%are%applying%for%quotation%of%securities%

• 34! Type!of!securities!! ( tick%one )!

• (a)![Securities!described!in!Part!1!]

• (b)![All!other!securities!]

Example:! restricted! securities! at! the! end! of! the! escrowed! period,! partly! paid! securities! that! become! fully! paid,! employee!incentive!share!securities!when!restriction!ends,!securities!issued!on!expiry!or!conversion!of!convertible! securities!

Entities that have ticked box 34(a) N/A

Additional'securities'forming'a'new'class'of'securities'

Tick%to%indicate%you%are%providing%the%information%or% N/A! documents

35! If!the![+] securities!are![+] equity!securities,!the!names!of!the!20!largest!holders!of!the! additional![+] securities,!and!the!number!and!percentage!of!additional![+] securities! held!by!those!holders!

• 36! If!the![+] securities!are![+] equity!securities,!a!distribution!schedule!of!the!additional! +securities!setting!out!the!number!of!holders!in!the!categories! 1!c!1,000! 1,001!c!5,000! 5,001!c!10,000! 10,001!c!100,000! 100,001!and!over!

• 37! A!copy!of!any!trust!deed!for!the!additional![+] securities!

Entities that have ticked box 34(b) N/A

38! Number! of! securities! for! which! +quotation!is!sought!

39! Class! of! +securities! for! which! quotation!is!sought!

40! Do!the![+] securities!rank!equally!in! all! respects! from! the! date! of! allotment! with! an! existing![+] class! of!quoted![+] securities?!

If!the!additional!securities!do!not! rank!equally,!please!state:!

• the!date!from!which!they!do!

• the! extent! to! which! they! participate! for! the! next! dividend,! (in! the! case! of! a! trust,! distribution)! or! interest! payment!

• the! extent! to! which! they! do! not!rank!equally,!other!than!in! relation! to! the! next! dividend,! distribution! or! interest! payment!

• 41! Reason! for! request! for! quotation! now!!

Example:!In!the!case!of!restricted!securities,!end! of!restriction!period!

(if! issued! upon! conversion! of! another! security,! clearly! identify! that!other!security)!

42! Number! and! +class! of! all! +securities! quoted! on! ASX! ( including !the!securities!in!clause! 38)!!

Number! +Class!

Quotation'agreement'

• 1! +Quotation!of!our!additional! +securities!is!in!ASX’s!absolute!discretion.!!ASX! may!quote!the![+] securities!on!any!conditions!it!decides.!!!

• 2! We!warrant!the!following!to!ASX.!

• The!issue!of!the![+] securities!to!be!quoted!complies!with!the!law!and!is! not!for!an!illegal!purpose.!

+!See!chapter!19!for!defined!terms.!

Appendix!3B!Page!7!

01/08/2012!

• There! is! no! reason! why! those![+] securities! should! not! be! granted! +quotation.!

• An!offer!of!the![+] securities!for!sale!within!12!months!after!their!issue! will!not!require!disclosure!under!section!707(3)!or!section!1012C(6)!of! the!Corporations!Act.!

Note:!An!entity!may!need!to!obtain!appropriate!warranties!from!subscribers!for!the!securities!in!order!to!be! able!to!give!this!warranty!

• Section!724!or!section!1016E!of!the!Corporations!Act!does!not!apply!to! any! applications! received! by! us! in! relation! to! any![+] securities! to! be! quoted!and!that!nocone!has!any!right!to!return!any![+] securities!to!be! quoted!under!sections!737,!738!or!1016F!of!the!Corporations!Act!at!the! time!that!we!request!that!the![+] securities!be!quoted.!

• If!we!are!a!trust,!we!warrant!that!no!person!has!the!right!to!return!the! +securities!to!be!quoted!under!section!1019B!of!the!Corporations!Act!at! the!time!that!we!request!that!the![+] securities!be!quoted.!

• 3! We!will!indemnify!ASX!to!the!fullest!extent!permitted!by!law!in!respect!of!any! claim,! action! or! expense! arising! from! or! connected! with! any! breach! of! the! warranties!in!this!agreement.!

• 4! We!give!ASX!the!information!and!documents!required!by!this!form.!!If!any! information! or! document! not! available! now,! will! give! it! to! ASX! before! +quotation!of!the! +securities!begins.!!We!acknowledge!that!ASX!is!relying!on! the!information!and!documents.!!We!warrant!that!they!are!(will!be)!true!and! complete.!

Sign!here:!! ............................................................!Date:!27!June!2014! Company!secretary!

Print!name:!! Alex!Neuling!

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