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DOTZ NANO LIMITED — Annual Report 2019
Feb 2, 2021
64794_rns_2021-02-02_08fb5585-e4c2-4dc2-b557-4b31192bf69d.pdf
Annual Report
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3 February 2021
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ASX and MEDIA RELEASE
CORRECTION TO ANNUAL REPORT 2019
Dotz Nano Limited (ASX: DTZ) (“Dotz” or “The Company”), a technology leader in authentication and tracing solutions, wishes to advise shareholders of a correction to the formatted version of its Annual Report for 31 December 2019 released on the Australian stock exchange announcement platform on 30 March 2020.
Pages 73 - 77 of the Annual Report incorrectly contained the Additional Shareholder Information for the previous year. Attached with this announcement is the correct version of the Additional Shareholder Information for the year ended 31 December 2019.
Please note that there have been no changes to the Consolidated Financial Reports or any other reports contained in the Annual report.
We pologise for any inconvenience this may have caused.
The corrected full Annual Report is available on Dotz Nano website www.dotz.tech
-ENDS-
This announcement has been authorised for release by the Company Secretary, Ian Pamensky.
For further information, please contact:
Investors: Media: Eric Kuret Tristan Everett Market Eye Market Eye E: [email protected] E: [email protected] P: +61 3 9591 8904 P: +61 403 789 096
About Dotz Nano Limited
Dotz Nano Limited (ASX: DTZ) is a technology leader in research, production and marketing of anti-counterfeiting, authentication and tracing solutions. Dotz has strong, established distributors in North America, Europe, Japan, China and Australia as well as scientific collaborations and partnerships with leading academic institutes.
Its unique products ValiDotz, BioDotz, Fluorensic and InSpec are exceptional solutions for numerous applications, such as: bio-imaging, liquids tagging, lubricants and DEF authentication, polymers tagging, anti-counterfeiting, brand & reputation protection and oil & gas industry.
To learn more about Dotz, please visit the website and corporate video via the following link www.dotz.tech
1
DOTZ NANO LIMITED
ABN 71 125 264 575
ANNUAL REPORT 31 DECEMBER 2019
ADDITIONAL ASX INFORMATION AS AT 17 MARCH 2020
The shareholder information set out below was applicable as at 17 March 2020.
As at 17 March 2020 there were 1,051 holders of Ordinary Fully Paid Shares.
VOTING RIGHTS
The voting rights of the ordinary shares are as follows:
-
(a) at meetings of members each member entitled to vote may vote in person or by proxy or attorney; (b) on a show of hands each person present who is a member has one vote; and
-
(c) on a poll each person present in person or by proxy or by attorney has one vote for each ordinary share held.
There are no voting rights attached to any of the options and performance shares that the Company currently has on issue. Upon exercise of these options, the shares issued will have the same voting rights as existing ordinary shares.
TWENTY LARGEST SHAREHOLDERS
The names of the twenty largest holders of each class of listed securities are listed below:
Ordinary Fully Paid Shares
| Ordinary Fully Paid Shares | ||
|---|---|---|
| Holder Name | Holding | % IC |
| CITICORP NOMINEES PTY LIMITED | 61,482,077 | 20.78% |
| J P MORGAN NOMINEES AUSTRALIA PTY LIMITED | 43,278,452 | 14.63% |
| SOUTHERN ISRAEL BRIDGING FUND TWO LP | 30,555,556 | 10.33% |
| HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED | 15,123,337 | 5.11% |
| IBI TRUST MANAGEMENT | 11,746,611 | 3.97% |
| ORNA SIMA LUBLINER | 10,270,548 | 3.47% |
| KNH INVESTMENTS (AUST) PTY LTD |
7,632,578 | 2.58% |
| BNP PARIBAS NOMS PTY LTD |
6,353,369 | 2.15% |
| IBI TRUST MANAGEMENT |
5,288,809 | 1.79% |
| BNP PARIBAS NOMINEES PTY LTD |
4,870,610 | 1.65% |
| ROMFAL SIFAT PTY LTD |
4,500,000 | 1.52% |
| 102 CAPITAL MANAGEMENT |
2,993,461 | 1.01% |
| MR NATANEL HARPAZ | 2,844,698 | 0.96% |
| LS CAPITAL HOLDINGS PTY LTD | 2,532,778 | 0.86% |
| SILVERELLA PTY LTD | 2,500,000 | 0.85% |
| IBI TRUST MANAGEMENT | 2,446,201 | 0.83% |
| MR GAREN AZOYAN SUTISY & MRS ARMINEH MOSES MINASKANIANS |
2,100,000 | 0.71% |
| MR BRUNO NOSEK | 2,100,000 | 0.71% |
| IBI TRUST MANAGEMENT |
2,051,855 | 0.69% |
| BUZZ CAPITAL PTY LTD | 2,000,000 | 0.68% |
| BART SUPERANNUATION PTY LIMITED <4F INVESTMENTS SUPERFUND A/C> | 1,875,593 | 0.63% |
| Total | 224,546,533 | 75.90% |
| Total issued capital - selected security class(es) | 295,852,251 | 100.00% |
DOTZ NANO LIMITED
ABN 71 125 264 575
ANNUAL REPORT 31 DECEMBER 2019
ADDITIONAL ASX INFORMATION AS AT 17 MARCH 2020
SUBSTANTIAL HOLDERS
The names of the substantial shareholders disclosed to the Company as substantial shareholders as at 17 March 2020 are:
| Name | No of Shares Held | % of Issued Capital |
|---|---|---|
| SOUTHERN ISRAEL BRIDGING FUND TWO LP | 30,555,556 | 10.33% |
| Silversea Asset Management Pte Ltd | 29,302,538 | 9.90% |
| Ariel Malik | 19,268,894 | 6.53% |
DISTRIBUTION OF EQUITY SECURITIES
Ordinary Fully Paid Shares
| Holding Ranges | Holders | Total Units | % Issued Share Capital |
|---|---|---|---|
| 1 - 1,000 | 136 | 5,850 | 0.00% |
| 1,001 - 5,000 | 139 | 460,780 | 0.16% |
| 5,001 - 10,000 | 167 | 1,407,686 | 0.48% |
| 10,001 - 100,000 | 448 | 16,136,619 | 5.45% |
| 100,001 - 9,999,999,999 | 161 | 277,841,316 | 93.91% |
| Totals | 1,051 | 295,852,251 | 100.00% |
Unmarketable Parcels – 455 Holders (based on share price of $0.046)
RESTRICTED SECURITIES
As at 17 March 2020 the following shares are subject to escrow:
- Nil
UNQUOTED SECURITIES
As at 17 March 2020, the following unquoted securities are on issue:
44,000,000 Performance Shares[1] escrowed - 59 Holders
There are no holders with more than 20%
5,000,000 Options Expiring 14/06/2020 @ $0.20 escrowed until 21 December 2018 – 12 Holders (DTZOPT14) Holders with more than 20%
| Holders with more than 20% | ||
|---|---|---|
| Holder Name | Holding | % IC |
| Buzz Capital Pty Ltd | 2,395,000 | 47.90% |
| 2,666,659 Options Expiring 30/06/2020 @ $0.12 – 6 Holders (DTZOPT17) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| ORNA SIMA LUBLINER | 1,567,637 | 58.79% |
1 Details on the performance conditions surrounding the Performance Shares are contained within the Directors’ Report.
DOTZ NANO LIMITED
ABN 71 125 264 575
ANNUAL REPORT 31 DECEMBER 2019
ADDITIONAL ASX INFORMATION AS AT 17 MARCH 2020
12,500,005 Options Expiring 07/05/2021 @ $0.085 – 18 Holders (DTZOPT18)
Holders with more than 20%
| Holder Name | Holding | % IC |
|---|---|---|
| ZINNIAH GROUP LIMITED | 5,000,000 | 40.00% |
| LIONS INVESTMENT LTD | 2,625,000 | 21.00% |
| 2,025,000 Options Expiring 01/10/2021 @ $nil – 04 Holders (DTZESOPT1) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| MICHAEL SHTEIN | 1,200,000 | 59.26% |
| 2,000,000 Options Expiring 01/10/2021 @ $nil – 3 Holders (DTZESOPT2) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| MICHAEL SHTEIN | 1,500,000 | 75.00% |
| 210,000 Options Expiring 22/08/2024 @ $nil – 3 Holders (DTZESOPT4) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| MS INNA SASSON | 210,000 | 100.00% |
| 1,000,000 Options Expiring 15/02/2023 @ $nil – 1 Holders (DTZOPB) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| TOMER SEGEV | 1,000,000 | 100% |
| 1,000,000 Options Expiring 20/04/2020 @ $nil – 1 Holders (DTZOPT7) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| TALSBAR CONSULTING LIMITED | 1,000,000 | 100% |
| 1,000,000 Options Expiring 01/11/2020 @ $nil – 1 Holders (DTZOPT8) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| TALSBAR CONSULTING LIMITED | 1,000,000 | 100% |
| 500,000 Options Expiring 20/04/2020 @ $0.20 – 1 Holders (DTZOPT9) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| CHANGING THE WORLD TECHNOLOGIES LTD | 500,000 | 100% |
DOTZ NANO LIMITED
ABN 71 125 264 575
ANNUAL REPORT 31 DECEMBER 2019
ADDITIONAL ASX INFORMATION AS AT 17 MARCH 2020
212,500 Options Expiring 20/04/2020 @ $0.105 – 1 Holders (DTZOPT10)
Holders with more than 20%
| Holder Name | Holding | % IC |
|---|---|---|
| KANAYAMA CORPORATION LTD | 212,500 | 100% |
| 212,500 Options Expiring 20/04/2020 @ $0.105 – 1 Holders (DTZOPT11) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| KANAYAMA CORPORATION LTD | 212,500 | 100% |
| 500,000 Options Expiring 20/04/2020 @ $0.20 – 1 Holders (DTZOPT12) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| COREY PATTEN | 500,000 | 100% |
| 1,500,000 Options Expiring 01/08/2020 @ $0.20 – 1 Holders (DTZOPT13) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| GLENEAGLE SECURITIES (AUST) PTY LTD | 1,500,000 | 100% |
| 2,000,000 Options Expiring 15/02/2024 @ $0.13 – 1 Holders (DTZDOPA) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| LTC LIME LTD | 2,000,000 | 100% |
| 10,000,000 Options Expiring 11/09/2021 @ $Nil – 1 Holders (DTZESOPT5) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| ATLANTIC CAPITAL HOLDINGS PTY LTD |
10,000,000 | 100% |
| 5,000,000 Options Expiring 19/06/2021 @ $0.10 – 2 Holders (DTZOPT19) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| EVOLUTION EQUITIES PTY LTD | 4,650,000 | 93.00% |
| 8,064,526 Options Expiring 29/07/2021 @ $0.10 – 23 Holders (DTZOPT20) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
DOTZ NANO LIMITED
ABN 71 125 264 575
ANNUAL REPORT 31 DECEMBER 2019
ADDITIONAL ASX INFORMATION AS AT 17 MARCH 2020
| AUSTRALIAN SHARE NOMINEES PTY LTD |
2,732,186 | 33.88% |
|---|---|---|
| 18,333,337 Options Expiring 11/12/2021 @ $0.09 – 19 Holders (DTZOPT21) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| SOUTHERN ISRAEL BRIDGING FUND TWO LP | 10,185,186 | 55.56% |
| 10,000,000 Options Expiring 11/12/2021 @ $0.09 – 1 Holders (DTZOPT22) Holders with more than 20% |
||
| Holder Name | Holding | % IC |
| SILVERELLA PTY LTD | 10,000,000 | 100.00% |
ON-MARKET BUY BACK
There is currently no on-market buyback program.
ASX LISTING RULE 4.10.19
The Company has used its cash and assets in a form readily convertible to cash that it had at the time of reinstatement of the Company’s securities to quotation in a way consistent with its business objectives.