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DORCHESTER MINERALS, L.P. — Director's Dealing 2021
Jun 2, 2021
32078_dirs_2021-06-02_0306e7d0-0473-407e-afd9-00f068d4a94e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DORCHESTER MINERALS, L.P. (DMLP)
CIK: 0001172358
Period of Report: 2021-05-28
Reporting Person: ALLEN H C JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Units | G | 21537 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 30608.02 | Direct |
| Common Units | 154840 | Indirect |
| Common Units | 5531 | Indirect |
| Common Units | 53224 | Indirect |
| Common Units | 30600 | Indirect |
| Common Units | 8420 | Indirect |
Footnotes
F1: These common units are held by the Allen Credit Shelter Trust of which Mr. Allen is a trustee.
F2: These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
F3: Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR and CC Management, Inc. which is owned by Mr. Allen and his spouse.
F4: Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
F5: Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil and Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil and Gas, LLP.
F6: These common units are held by Mega Petroleum, Inc. Mr. Allen is the President of Mega Petroleum, Inc. and disclaims beneficial ownership of these units. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7: These common units were transferred by the Allen Surviving Settlors Trust, of which Mr. Allen is trustee, to Mr. Allen's children who do not share the same household.