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Donnelley Financial Solutions, Inc. — Director's Dealing 2021
Nov 15, 2021
31969_dirs_2021-11-15_d3119947-9359-4370-a7dc-99d0f36167b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Donnelley Financial Solutions, Inc. (DFIN)
CIK: 0001669811
Period of Report: 2021-11-11
Reporting Person: Johnson Eric J (President, GIC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-11 | Common Stock | M | 6450 | $14.15 | Acquired | 88293 | Direct |
| 2021-11-11 | Common Stock | S | 9876 | $49.4142 | Disposed | 78417 | Direct |
| 2021-11-11 | Common Stock | S | 6344 | $50.5401 | Disposed | 72073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-11 | Employee Stock Option (right to buy) | $14.15 | M | 6450 | Disposed | 2029-03-05 | Common Stock (6450) | Direct |
Footnotes
F1: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.01 to $50.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.02 to $51.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: Includes 35,772 shares held directly and 36,301 restricted stock units.
F4: The option vests/ vested in four equal equal annual installments beginning on March 5, 2020.