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DOMO, INC. — Director's Dealing 2023
Apr 5, 2023
32564_dirs_2023-04-04_38f7a80c-c7ea-4878-817e-5ef70480e8f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2023-03-31
Reporting Person: James Joshua G (Director, Founder and CEO, 10% Owner)
Reporting Person: Cocolalla, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-31 | Class B Common Stock | P | 161523 | $13.8859 | Acquired | 161523 | Indirect |
| 2023-03-31 | Class B Common Stock | P | 64653 | $14.1918 | Acquired | 226176 | Indirect |
| 2023-04-03 | Class B Common Stock | P | 79784 | $13.8364 | Acquired | 305960 | Indirect |
| 2023-03-31 | Class B Common Stock | P | 123850 | $14.5449 | Acquired | 429810 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 953131 | Direct |
| Class B Common Stock | 2143 | Indirect |
| Class B Common Stock | 10000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against certain dispositions of the Issuer's Class B common stock previously reported by Joshua G. James and/or Cocolalla, LLC on November 10, 2022, November 11, 2022, November 23, 2022 and January 17, 2023. Mr. James has notified the Issuer of the potential matchable transactions, and has voluntarily disgorged to the Issuer the full amount of any profits realized from such potential matchable transactions.
F2: The purchase price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.11 to $14.105 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The purchase price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.11 to $14.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: The purchase price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.50 to $14.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The purchase price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.00 to $14.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.