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DOMO, INC. — Director's Dealing 2019
Sep 10, 2019
32564_dirs_2019-09-10_fc3167ec-4c79-44d2-bc69-8009545b5712.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2019-09-10
Reporting Person: James Joshua G (Director, Founder, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-10 | Class B Common Stock | P | 60000 | $17 | Acquired | 160000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 2143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $ | Class B Common Stock (3263659.0) | 3263659 | Indirect | |
| Stock Option (right to buy) | $25.5 | 2024-09-03 | Class B Common Stock (616921.0) | 616921 | Direct |
Footnotes
F1: This transaction was executed in multiple trades ranging from $16.65 to $17.26. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide Domo, Inc., any security holder of Domo, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.
F3: The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
F4: The shares subject to the option are fully vested and exercisable.