Dominari Holdings Inc. — Director's Dealing 2013

Sep 13, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SPHERIX INC (SPEX)
CIK: 0000012239
Period of Report: 2013-09-10

Reporting Person: Hayes Anthony (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	23081	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Options	$7.08	2023-04-01	Common Stock Options (500000)		Direct
Common Stock Options	$7.08	2023-04-01	Common Stock Options (250000)		Direct

Footnotes

F1: 500,000 shares which are subject to certain limitations and certain performance conditions including, among other things requiring the Company to achieve a VWAP of $12.00 per share for 30 out of 90 consecutive days prior to December 31, 2014.

F2: 250,000 shares vest in 4 semi-annual installments beginning Oct. 4, 2013.