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Dolphin Entertainment, Inc. Director's Dealing 2023

Dec 5, 2023

35079_dirs_2023-12-04_dd8645a9-e262-4483-ad14-c7bafdcbe70f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dolphin Entertainment, Inc. (DLPN)
CIK: 0001282224
Period of Report: 2023-12-04

Reporting Person: O'Dowd William IV (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-04 Common Stock P 4000 $1.632 Acquired 137386 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 112066 Indirect
Common Stock 124210 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.66, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon requestfull information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.

F2: Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.

F3: Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.