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Dolphin Entertainment, Inc. Director's Dealing 2019

Aug 14, 2019

35079_dirs_2019-08-14_903dba77-e47d-49bb-9084-5f83872a159d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dolphin Entertainment, Inc. (DLPN)
CIK: 0001282224
Period of Report: 2019-08-13

Reporting Person: Mayer Allan (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-13	Common Stock	X	44740	$9.22	Disposed	257774	Indirect
2019-08-13	Common Stock	X	385514	$1.07	Acquired	643288	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-13	Put Option (right to sell)	$9.22	X	12202	Disposed	2018-06-30	Common Stock (12202)	Direct
2019-08-13	Put Option (right to sell)	$9.22	X	5423	Disposed	2018-09-30	Common Stock (5423)	Direct
2019-08-13	Put Option (right to sell)	$9.22	X	6779	Disposed	2018-12-20	Common Stock (6779)	Direct
2019-08-13	Put Option (right to sell)	$9.22	X	2711	Disposed	2019-03-21	Common Stock (2711)	Direct
2019-08-13	Put Option (right to sell)	$9.22	X	12202	Disposed	2019-03-21	Common Stock (12202)	Direct
2019-08-13	Put Option (right to sell)	$9.22	X	5423	Disposed	2019-03-21	Common Stock (5423)	Direct

Footnotes

F1: These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.