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Dolphin Entertainment, Inc. — Director's Dealing 2018
Apr 21, 2018
35079_dirs_2018-04-20_8a202900-2b2b-4f9d-aedf-c1532e830b1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dolphin Entertainment, Inc. (DLPN)
CIK: 0001282224
Period of Report: 2018-04-19
Reporting Person: Mayer Allan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-19 | Common Stock | P | 665 | $2.90 | Acquired | 358719 | Indirect |
| 2018-04-20 | Common Stock | P | 1500 | $2.92 | Acquired | 360219 | Indirect |
Footnotes
F1: The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.89 to $2.92 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
F3: These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.
F4: The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.92 to $2.93 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.