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Dolphin Entertainment, Inc. — Director's Dealing 2018
Jul 3, 2018
35079_dirs_2018-07-03_f381b105-9d19-4994-b3a9-46baf6f15b4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dolphin Entertainment, Inc. (DLPN)
CIK: 0001282224
Period of Report: 2018-05-12
Reporting Person: Mayer Allan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-12 | Common Stock | X | 10846 | $9.22 | Disposed | 374369 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-12 | Put Option (right to sell) | $9.22 | X | 10846 | Disposed | 2018-05-22 | Common Stock (10846) | Direct |
Footnotes
F1: These shares are held by the Vogel-Mayer Trust, of which the Reporting Person is the trustee.
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