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Dolphin Entertainment, Inc. — Director's Dealing 2017
Jul 11, 2017
35079_dirs_2017-07-10_ff92056e-b38f-4887-8922-16fc4f4bd1c2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Dolphin Entertainment, Inc. (DPDM)
CIK: 0001282224
Period of Report: 2017-06-29
Reporting Person: Pozo Justo L. (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52931 | Direct |
| Common Stock | 1017738 | Indirect |
| Common Stock | 684230 | Indirect |
| Common Stock | 673890 | Indirect |
| Common Stock | 1875 | Indirect |
Footnotes
F1: These shares are held by Pozo Opportunity Fund I, LLC, an entity in which the Reporting Person has a controlling interest.
F2: These shares are held by Pozo Opportunity Fund II, LLC, an entity in which the Reporting Person has a controlling interest.
F3: These shares are held by Pozo Capital Partners, LLC, an entity in which the Reporting Person has a controlling interest.
F4: These shares are held by the Zulita Pina Irrevocable Trust, of which the Reporting Person is the trustee.
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