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Dolphin Entertainment, Inc. Director's Dealing 2017

Jul 11, 2017

35079_dirs_2017-07-10_ff92056e-b38f-4887-8922-16fc4f4bd1c2.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Dolphin Entertainment, Inc. (DPDM)
CIK: 0001282224
Period of Report: 2017-06-29

Reporting Person: Pozo Justo L. (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 52931 Direct
Common Stock 1017738 Indirect
Common Stock 684230 Indirect
Common Stock 673890 Indirect
Common Stock 1875 Indirect

Footnotes

F1: These shares are held by Pozo Opportunity Fund I, LLC, an entity in which the Reporting Person has a controlling interest.

F2: These shares are held by Pozo Opportunity Fund II, LLC, an entity in which the Reporting Person has a controlling interest.

F3: These shares are held by Pozo Capital Partners, LLC, an entity in which the Reporting Person has a controlling interest.

F4: These shares are held by the Zulita Pina Irrevocable Trust, of which the Reporting Person is the trustee.