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DOLLAR TREE, INC. — Director's Dealing 2017
Apr 4, 2017
30307_dirs_2017-04-04_be23d2a5-c9a2-4f7b-9abc-29b1ddb60632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR TREE INC (DLTR)
CIK: 0000935703
Period of Report: 2017-04-01
Reporting Person: PHILBIN GARY M (Enterprise President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-01 | Common Stock | M | 10164 | — | Acquired | 69805 | Direct |
| 2017-04-01 | Common Stock | F | 4833 | $78.46 | Disposed | 64972 | Direct |
| 2017-04-01 | Common Stock | M | 6297 | — | Acquired | 71269 | Direct |
| 2017-04-01 | Common Stock | F | 2995 | $78.46 | Disposed | 68274 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-01 | Restricted Stock Unit | $0 | M | 10164 | Disposed | 2015-04-01 | Common Stock (10164) | Direct |
| 2017-04-01 | Restricted Stock Unit | $0 | M | 6297 | Disposed | 2017-04-01 | Common Stock (6297) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15815 | Indirect |
| Common Stock | 20616 | Indirect |
Footnotes
F1: Portion vested at anniversary of three-year award.
F2: Convert without cost to shares of common stock on a one-for-one basis.
F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
F4: The award will fully vest on April 1, 2017.
F5: The Compensation Committee certified on 3/11/2015 that the Company achieved its 2014 performance target for performanced-based restricted stock units granted on 4/1/2014 and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.