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DOLLAR TREE, INC. — Director's Dealing 2015
Nov 24, 2015
30307_dirs_2015-11-24_91ed38c3-64d4-48c5-b253-f809da03a319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR TREE INC (DLTR)
CIK: 0000935703
Period of Report: 2015-11-23
Reporting Person: BROCK MACON F JR (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-23 | Common Stock | M | 60000 | $9.2234 | Acquired | 1173521 | Direct |
| 2015-11-23 | Common Stock | S | 60000 | $69.5046 | Disposed | 1113521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-23 | Stock Option (right to buy) | $9.2234 | M | 60000 | Disposed | 2016-03-31 | Common Stock (60000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 741370 | Indirect |
| Common Stock | 488790 | Indirect |
Footnotes
F1: 10b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1).
F2: Represents the average weighted price for shares sold at a range between $69.5.00 and $69.64. The filer will provide full information regarding the number of shares sold at each price upon request.
F3: Vests in three approximately equal annual installments, beginning on the first anniversary of the award date, subject to continued employment.
F4: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.