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DOLLAR TREE, INC. — Director's Dealing 2013
Apr 2, 2013
30307_dirs_2013-04-02_326fcd3c-ec71-4f62-ad11-0f9d73783642.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR TREE INC (DLTR)
CIK: 0000935703
Period of Report: 2013-03-30
Reporting Person: RUDMAN ROBERT H (Chief Merchandising Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-30 | Common Stock | M | 7053 | — | Acquired | 17188 | Direct |
| 2013-03-30 | Common Stock | F | 3365 | $48.43 | Disposed | 13823 | Direct |
| 2013-04-01 | Common Stock | M | 10577 | — | Acquired | 24400 | Direct |
| 2013-04-01 | Common Stock | F | 5046 | $47.60 | Disposed | 19354 | Direct |
| 2013-04-01 | Common Stock | S | 9395 | $47.4963 | Disposed | 9959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-30 | Restricted Stock Unit | $0 | M | 7053 | Disposed | 2013-03-30 | Common Stock (7053) | Direct |
| 2013-04-01 | Restricted Stock Unit | $0 | M | 10577 | Disposed | 2013-04-01 | Common Stock (10577) | Direct |
Footnotes
F1: Portion vested at anniversary of three-year award.
F2: Convert without cost to shares of common stock on a one-for-one basis.
F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
F4: 10b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1).
F5: Represents the weighted average price for shares sold at the range between $47.42 and $47.4963. The filer will provide full information regarding the number of shares sold at each price upon request.
F6: The Compensation Committee certified on 3/14/2012 that the Company achieved its 2011 performance target for performanced-based restricted stock units granted on 4/1/2011 and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.