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DOLLAR GENERAL CORP — Director's Dealing 2021
Mar 24, 2021
10165_dirs_2021-03-24_097d9e89-9023-4714-b0ab-9d64a6968414.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-03-23
Reporting Person: Garratt John W (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-23 | Common Stock | M | 6127 | $70.68 | Acquired | 37088 | Direct |
| 2021-03-23 | Common Stock | M | 20000 | $84.67 | Acquired | 57088 | Direct |
| 2021-03-23 | Common Stock | S | 20297 | $199.2357 | Disposed | 36791 | Direct |
| 2021-03-23 | Common Stock | S | 5830 | $199.7493 | Disposed | 30961 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | Employee Stock Option (Right to Buy) | $70.68 | M | 6127 | Disposed | 2027-03-22 | Common Stock (6127) | Direct |
| 2021-03-23 | Employee Stock Option (Right to Buy) | $84.67 | M | 20000 | Disposed | 2026-03-16 | Common Stock (20000) | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $198.74 to $199.735, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $199.74 to $199.815, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The number of securities reported in Row 1 of Column 9 respresents options scheduled to vest on April 1, 2021.
F4: The option vested as to 8,224 shares on April 1, 2017, 8,222 shares on April 1, 2018, and 3,554 shares on April 1, 2019.
F5: The number of securities reported in Row 2 of Column 9 represents 4,668 options vested on April 1, 2019 and 8,222 options vested on April 1, 2020.