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DOLLAR GENERAL CORP — Director's Dealing 2021
Dec 7, 2021
10165_dirs_2021-12-07_2e0cfe56-d8b9-4123-b2bb-05c59087a027.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-12-03
Reporting Person: VASOS TODD J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | M | 85759 | $84.67 | Acquired | 295837 | Direct |
| 2021-12-03 | Common Stock | M | 69599 | $84.67 | Acquired | 365436 | Direct |
| 2021-12-03 | Common Stock | M | 117898 | $92.98 | Acquired | 483334 | Direct |
| 2021-12-03 | Common Stock | M | 64200 | $117.13 | Acquired | 547534 | Direct |
| 2021-12-03 | Common Stock | S | 16155 | $216.445 | Disposed | 531379 | Direct |
| 2021-12-03 | Common Stock | S | 46319 | $217.4424 | Disposed | 485060 | Direct |
| 2021-12-03 | Common Stock | S | 3377 | $218.2201 | Disposed | 481683 | Direct |
| 2021-12-03 | Common Stock | S | 13477 | $219.7164 | Disposed | 468206 | Direct |
| 2021-12-03 | Common Stock | S | 38682 | $220.607 | Disposed | 429524 | Direct |
| 2021-12-03 | Common Stock | S | 102828 | $221.7009 | Disposed | 326696 | Direct |
| 2021-12-03 | Common Stock | S | 85389 | $222.4336 | Disposed | 241307 | Direct |
| 2021-12-03 | Common Stock | S | 31229 | $223.4049 | Disposed | 210078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Employee Stock Option (Right to Buy) | $84.67 | M | 85759 | Disposed | 2026-03-16 | Common Stock (85759) | Direct |
| 2021-12-03 | Employee Stock Option (Right to Buy) | $84.67 | M | 69599 | Disposed | 2026-03-16 | Common Stock (69599) | Direct |
| 2021-12-03 | Employee Stock Option (Right to Buy) | $92.98 | M | 117898 | Disposed | 2028-03-21 | Common Stock (117898) | Direct |
| 2021-12-03 | Employee Stock Option (Right to Buy) | $117.13 | M | 64200 | Disposed | 2029-03-20 | Common Stock (64200) | Direct |
Footnotes
F1: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $216.03 to $217.01, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $217.03 to $218.02, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $218.03 to $218.85, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $219.065 to $220.055, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $220.07 to $221.06, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $221.10 to $222.0993, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $222.10 to $223.09, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F8: The reported price is a weighted average price. The shares were sold in multiple transactions ranging from $223.10 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F9: The option vested as to 28,587 shares on March 16, 2019 and as to 28,586 shares on each of March 16, 2020 and March 16, 2021.
F10: The option vested as to 9,801 shares on April 1, 2018 and as to 29,899 shares on each of April 1, 2019 and April 1, 2020.
F11: The option vested as to 39,300 shares on April 1, 2019 and as to 39,299 shares on each of April 1, 2020 and April 1, 2021.
F12: Represents 39,299 options that are scheduled to vest on April 1, 2022.
F13: The option vested as to 32,101 shares on April 1, 2020 and as to 32,099 shares on April 1, 2021.
F14: Represents 32,099 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023.