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DOLLAR GENERAL CORP — Director's Dealing 2021
Dec 7, 2021
10165_dirs_2021-12-07_4f5eeaa9-7a10-413d-882b-2e21cf898bf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-12-03
Reporting Person: Garratt John W (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | M | 12633 | $92.98 | Acquired | 37440 | Direct |
| 2021-12-03 | Common Stock | M | 10835 | $117.13 | Acquired | 48275 | Direct |
| 2021-12-03 | Common Stock | M | 5944 | $154.53 | Acquired | 54219 | Direct |
| 2021-12-03 | Common Stock | S | 23112 | $223.1959 | Disposed | 31107 | Direct |
| 2021-12-03 | Common Stock | S | 6300 | $223.6979 | Disposed | 24807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Employee Stock Option (Right to Buy) | $92.98 | M | 12633 | Disposed | 2028-03-21 | Common Stock (12633) | Direct |
| 2021-12-03 | Employee Stock Option (Right to Buy) | $117.13 | M | 10835 | Disposed | 2029-03-20 | Common Stock (10835) | Direct |
| 2021-12-03 | Employee Stock Option (Right to Buy) | $154.53 | M | 5944 | Disposed | 2030-03-17 | Common Stock (5944) | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $222.58 to $223.575, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $223.59 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The option vested as to 5,756 shares on April 1, 2020 and as to 6,877 shares on April 1, 2021.
F4: The number of securities reported in the first row of Column 9 represents 6,877 options that are scheduled to vest on April 1, 2022.
F5: The option vested as to 5,419 shares on April 1, 2020 and as to 5,416 shares on April 1, 2021.
F6: The number of securities reported in the second row of Column 9 represents 5,416 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023.
F7: The number of securities reported in the third row of Column 9 represents 5,943 options that are scheduled to vest on each of April 1, 2022, April 1, 2023, and April 1, 2024.