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DOLLAR GENERAL CORP Director's Dealing 2021

Dec 7, 2021

10165_dirs_2021-12-07_4f5eeaa9-7a10-413d-882b-2e21cf898bf4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-12-03

Reporting Person: Garratt John W (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-03 Common Stock M 12633 $92.98 Acquired 37440 Direct
2021-12-03 Common Stock M 10835 $117.13 Acquired 48275 Direct
2021-12-03 Common Stock M 5944 $154.53 Acquired 54219 Direct
2021-12-03 Common Stock S 23112 $223.1959 Disposed 31107 Direct
2021-12-03 Common Stock S 6300 $223.6979 Disposed 24807 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-03 Employee Stock Option (Right to Buy) $92.98 M 12633 Disposed 2028-03-21 Common Stock (12633) Direct
2021-12-03 Employee Stock Option (Right to Buy) $117.13 M 10835 Disposed 2029-03-20 Common Stock (10835) Direct
2021-12-03 Employee Stock Option (Right to Buy) $154.53 M 5944 Disposed 2030-03-17 Common Stock (5944) Direct

Footnotes

F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $222.58 to $223.575, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $223.59 to $223.98, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The option vested as to 5,756 shares on April 1, 2020 and as to 6,877 shares on April 1, 2021.

F4: The number of securities reported in the first row of Column 9 represents 6,877 options that are scheduled to vest on April 1, 2022.

F5: The option vested as to 5,419 shares on April 1, 2020 and as to 5,416 shares on April 1, 2021.

F6: The number of securities reported in the second row of Column 9 represents 5,416 options that are scheduled to vest on each of April 1, 2022 and April 1, 2023.

F7: The number of securities reported in the third row of Column 9 represents 5,943 options that are scheduled to vest on each of April 1, 2022, April 1, 2023, and April 1, 2024.