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DOLLAR GENERAL CORP — Director's Dealing 2020
Dec 28, 2020
10165_dirs_2020-12-28_964dfc32-7f40-4ed4-a2c8-9df671bd5268.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2020-12-22
Reporting Person: RHODES WILLIAM C III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-18 | Common Stock | G | 4830 | — | Disposed | 23597 | Indirect |
| 2020-12-22 | Common Stock | M | 3194 | $33.16 | Acquired | 19824.3594 | Direct |
| 2020-12-24 | Common Stock | G | 2400 | — | Disposed | 21197 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Director Stock Option (Right to Buy) | $33.16 | M | 3194 | Disposed | 2021-05-25 | Common Stock (3194) | Direct |
Footnotes
F1: In addition to accounting for the transaction reported on the first row of Table I (transfer of shares previously held indirectly by Insider in a trust to a trust whereby Insider no longer indirectly holds such shares), the number of shares reported in Column 5 of Row 1 of this Table I also accounts for a December 18, 2020 transfer of 4,830 shares previously held directly by Insider to a trust through which Insider indirectly holds the shares in such trust.
F2: The number of shares reported in Column 5 of Row 2 of this Table I accounts for the December 18, 2020 transfer of 4,830 shares previously held directly by Insider to a trust through which Insider indirectly holds the shares in such trust (also described in Footnote 1) and also includes 3.3594 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 21, 2020 and October 20, 2020, representing the right to receive shares of common stock upon vesting and/or payment.
F3: The option exercised vested as to 800 shares on May 25, 2012 and as to 798 options on each of May 25, 2013, May 25, 2014 and May 25, 2015.