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DOLLAR GENERAL CORP — Director's Dealing 2016
Mar 15, 2016
10165_dirs_2016-03-15_d4894379-91b9-4521-927b-7d2639ca4f83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2016-03-11
Reporting Person: Flanigan John W (EVP, Global Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-11 | Common Stock | M | 28080 | $45.25 | Acquired | 60568 | Direct |
| 2016-03-11 | Common Stock | M | 13746 | $48.11 | Acquired | 74314 | Direct |
| 2016-03-11 | Common Stock | S | 53038 | $84.5362 | Disposed | 21276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-11 | Employee Stock Option (Right to Buy) | $45.25 | M | 28080 | Disposed | 2022-03-20 | Common Stock (28080) | Direct |
| 2016-03-11 | Employee Stock Option (Right to Buy) | $48.11 | M | 13746 | Disposed | 2023-03-18 | Common Stock (13746) | Direct |
Footnotes
F1: The price reported in the third row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.49 to $84.71, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The options exercised vested as to 9,360 shares on March 20, 2013, as to 9,360 shares on March 20, 2014, and as to 9,360 shares on March 20, 2015.
F3: The number of securities reported in the first row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest on March 20, 2016.
F4: The options exercised vested as to 6,873 shares on March 18, 2014, and as to 6,873 shares on March 18, 2015.
F5: The number of securities reported in the second row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evently on each of March 18, 2016 and March 18, 2017.