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DOLLAR GENERAL CORP — Director's Dealing 2013
Sep 20, 2013
10165_dirs_2013-09-20_95ff9725-c03b-4525-9faf-fd41bb726b74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2013-09-18
Reporting Person: Flanigan John W (EVP, Global Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-18 | Common Stock | M | 23182 | $7.9975 | Acquired | 38934 | Direct |
| 2013-09-18 | Common Stock | M | 5795 | $12.1975 | Acquired | 44729 | Direct |
| 2013-09-18 | Common Stock | M | 15731 | $25.25 | Acquired | 60460 | Direct |
| 2013-09-18 | Common Stock | F | 25302.5722 | $57.92 | Disposed | 35157.4278 | Direct |
| 2013-09-18 | Common Stock | D | 1.4278 | $57.92 | Disposed | 35156 | Direct |
| 2013-09-19 | Common Stock | S | 19404 | $58.3879 | Disposed | 15752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-18 | Employee Stock Option (Right to Buy) | $7.9975 | M | 23182 | Disposed | 2018-08-28 | Common Stock (23182) | Direct |
| 2013-09-18 | Employee Stock Option (Right to Buy) | $12.1975 | M | 5795 | Disposed | 2019-05-28 | Common Stock (5795) | Direct |
| 2013-09-18 | Employee Stock Option (Right to Buy) | $25.25 | M | 15731 | Disposed | 2020-03-24 | Common Stock (15731) | Direct |
Footnotes
F1: The number of securities reported in the first row of column 5 vested as to 4,897 shares on July 11, 2013 and as to 18,285 shares on May 27, 2013.
F2: The securities reported in the second row of column 5 vested as to 1,224 shares on July 11, 2013 and as to 4,571 shares on May 27, 2013.
F3: The securities reported in the third row of column 5 vested as to 3,291 shares on March 19, 2013 and as to 12,440 shares on March 24, 2013.
F4: The number of securities reported in the third row of column 9 represents 12,439 unvested time-based options with the same exercise price and expiration date as the securities reported in the third row of column 5 that are scheduled to vest on March 24, 2014.
F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.33 to $58.42, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.