AI assistant
DOLLAR GENERAL CORP — Director's Dealing 2007
Jul 11, 2007
10165_dirs_2007-07-10_075a8ac6-3060-495c-a858-5e28121b2b81.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2007-07-06
Reporting Person: LOWE CHALLIS M (Executive VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-07-06 | Common Stock | D | 5657 | $22 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-07-06 | Restricted Stock Units | $22 | D | 28126.32 | Disposed | Common Stock (28126.32) | Direct | |
| 2007-07-06 | Employee Stock Option (right to buy) | $17.54 | D | 50000 | Disposed | 2016-03-16 | Common Stock (50000) | Direct |
| 2007-07-06 | Employee Stock Option (right to buy) | $18.51 | D | 42000 | Disposed | 2015-09-01 | Common Stock (42000) | Direct |
| 2007-07-06 | Employee Stock Option (right to buy) | $21.25 | D | 35733 | Disposed | 2017-03-23 | Common Stock (35733) | Direct |
Footnotes
F1: Immediately before the effective time of the merger, all unvested Restricted Stock Units became fully vested and immediately exercisable.
F2: Includes 27,811 Restricted Stock Units that were scheduled to vest as follows: 10,133 units in two equal annual installments beginning on September 1, 2007; 5,066 units in two equal annual installments beginning on March 16, 2008; and 12,612 units in three equal annual installments beginning March 23, 2008.
F3: The Restricted Stock Units were cashed out in the merger for $22 per Restricted Stock Unit on a 1-for-1 basis.
F4: Immediately before the effective time of the merger, all unvested options became fully vested and immediately exercisable.
F5: This option was assumed by the surviving corporation in the merger and replaced with a new option with an exercise price of $3.75 for that number of shares so that the difference between $22.00 and the exercise price of the old option, multiplied by the number of shares subject to the old option, is equal to the difference between $22.00 and $3.75, multiplied by the number of shares subject to the new option.