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Dolby Laboratories, Inc. — Director's Dealing 2013
Sep 25, 2013
30828_dirs_2013-09-25_f1a1cae2-beed-49f0-a001-4b468d1c2569.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Dolby Laboratories, Inc. (DLB)
CIK: 0001308547
Period of Report: 2013-09-12
Reporting Person: Dolby Dagmar (10% Owner)
Reporting Person: Dolby Thomas (10% Owner)
Reporting Person: Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (39935848) | Indirect | ||
| Class B Common Stock | $0 | Class A Common Stock (1410165) | Indirect | ||
| Class B Common Stock | $0 | Class A Common Stock (1810165) | Indirect | ||
| Class B Common Stock | $0 | Class A Common Stock (4582600) | Indirect | ||
| Class B Common Stock | $0 | Class A Common Stock (4582600) | Indirect | ||
| Class B Common Stock | $0 | Class A Common Stock (2500000) | Indirect |
Footnotes
F1: Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
F2: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Ray Dolby Trust"). This report is filed jointly by Dagmar Dolby and the Ray Dolby Trust with respect to securities held by the Ray Dolby Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
F3: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust A dated April 19, 2002 (the "Ray Dolby 2002 Trust A"), voting power of which is held by Thomas E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2002 Trust A. The securities held by the Ray Dolby 2002 Trust A are indirectly beneficially owned by each of Dagmar Dolby and Thomas E. Dolby, and this report is filed jointly by Dagmar Dolby and Thomas E. Dolby with respect to such securities. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
F4: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust B dated April 19, 2002 (the "Ray Dolby 2002 Trust B"), voting power of which is held by David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2002 Trust B. The securities held by the Ray Dolby 2002 Trust B are indirectly beneficially owned by each of Dagmar Dolby and David E. Dolby, and this report is filed jointly by Dagmar Dolby and David E. Dolby with respect to such securities. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
F5: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2011 Trust A, dated December 14, 2011 (the "Ray Dolby 2011 Trust A"), voting power of which is held by Thomas E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2011 Trust A. The securities held by the Ray Dolby 2011 Trust A are indirectly beneficially owned by each of Dagmar Dolby and Thomas E. Dolby, and this report is filed jointly by Dagmar Dolby and Thomas E. Dolby with respect to such securities. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
F6: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2011 Trust B, dated December 14, 2011 (the "Ray Dolby 2011 Trust B"), voting power of which is held by David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2011 Trust B. The securities held by the Ray Dolby 2011 Trust B are indirectly beneficially owned by each of Dagmar Dolby and David E. Dolby, and this report is filed jointly by Dagmar Dolby and David E. Dolby with respect to such securities. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
F7: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dolby Holdings II LLC, a limited liability company (the "Family LLC"), investment power of which is held by Dagmar Dolby, manager of the Family LLC, and voting power of which is held by (i) Thomas E. Dolby, son of Dagmar Dolby and a special manager of the Family LLC, with respect to 50% of such shares, and (ii) David E. Dolby, son of Dagmar Dolby and a special manager of the Family LLC, with respect to 50% of such shares. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.