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DOCUSIGN, INC. — Director's Dealing 2020
Sep 17, 2020
30367_dirs_2020-09-17_e7488729-5854-444e-922d-c1512b3a1867.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUSIGN, INC. (DOCU)
CIK: 0001261333
Period of Report: 2020-09-15
Reporting Person: Alhadeff Loren (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock | M | 15287 | — | Acquired | 82537 | Direct |
| 2020-09-15 | Common Stock | F | 6017 | — | Disposed | 76520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-15 | Restricted Stock Units | $ | M | 3750 | Disposed | Common Stock (3750.0) | Direct | |
| 2020-09-15 | Restricted Stock Units | $ | M | 4719 | Disposed | Common Stock (4719.0) | Direct | |
| 2020-09-15 | Restricted Stock Units | $ | M | 3125 | Disposed | Common Stock (3125.0) | Direct | |
| 2020-09-15 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Stock (2500.0) | Direct | |
| 2020-09-15 | Restricted Stock Units | $ | D | 1193 | Disposed | Common Stock (1193.0) | Direct |
Footnotes
F1: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.
F3: The RSUs will vest in sixteen equal quarterly installments over four years, with a vest commencement date of May 10, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.
F4: The RSUs do not expire; they either vest or are canceled prior to vesting date.
F5: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of February 10, 2019, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.
F6: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of September 10, 2016, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.
F7: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2017, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.
F8: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.