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DOCUSIGN, INC. — Director's Dealing 2018
Apr 26, 2018
30367_dirs_2018-04-26_5a62698e-0148-489d-9380-b7d9ec7cb122.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOCUSIGN INC (DOCU)
CIK: 0001261333
Period of Report: 2018-04-26
Reporting Person: Krach Keith J. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7754876 | Direct |
| Common Stock | 320000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Preferred Stock | $ | Common Stock (299593) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (52374) | Indirect | ||
| Stock Option (Right to Buy) | $16.65 | 2025-06-10 | Common Stock (237988) | Direct | |
| Stock Option (Right to Buy) | $18.02 | 2027-01-22 | Common Stock (60000) | Direct |
Footnotes
F1: Includes 183,832 shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs will vest upon the satisfaction of two vesting requirements -- a time and service based requirement and a liquidity event requirement.
F2: The Series C Preferred Stock is convertible, at the option of the holder, into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock does not have an expiration date.
F3: The Series D Preferred Stock is convertible, at the option of the holder, into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock does not have an expiration date.
F4: Fully vested.
F5: The shares subject to the option vest on 1/11/20, subject to the reporting person continuing to be a service provider as of such date.