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DOCUSIGN, INC. Director's Dealing 2018

Apr 26, 2018

30367_dirs_2018-04-26_5a62698e-0148-489d-9380-b7d9ec7cb122.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: DOCUSIGN INC (DOCU)
CIK: 0001261333
Period of Report: 2018-04-26

Reporting Person: Krach Keith J. (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7754876 Direct
Common Stock 320000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series C Preferred Stock $ Common Stock (299593) Indirect
Series D Preferred Stock $ Common Stock (52374) Indirect
Stock Option (Right to Buy) $16.65 2025-06-10 Common Stock (237988) Direct
Stock Option (Right to Buy) $18.02 2027-01-22 Common Stock (60000) Direct

Footnotes

F1: Includes 183,832 shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs will vest upon the satisfaction of two vesting requirements -- a time and service based requirement and a liquidity event requirement.

F2: The Series C Preferred Stock is convertible, at the option of the holder, into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock does not have an expiration date.

F3: The Series D Preferred Stock is convertible, at the option of the holder, into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock does not have an expiration date.

F4: Fully vested.

F5: The shares subject to the option vest on 1/11/20, subject to the reporting person continuing to be a service provider as of such date.