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DOCUSIGN, INC. — Director's Dealing 2018
May 1, 2018
30367_dirs_2018-05-01_e3e2152b-2a1e-46aa-8be7-9e48e59edc2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUSIGN INC (DOCU)
CIK: 0001261333
Period of Report: 2018-05-01
Reporting Person: LAVIGNE LOUIS J JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Common Stock | C | 8981 | — | Acquired | 35633 | Direct |
| 2018-05-01 | Common Stock | C | 44905 | — | Acquired | 44905 | Indirect |
| 2018-05-01 | Common Stock | C | 35924 | — | Acquired | 47346 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Series D Preferred Stock | $ | C | 8981 | Disposed | Common Stock (8981) | Direct | |
| 2018-05-01 | Series D Preferred Stock | $ | C | 44905 | Disposed | Common Stock (44905) | Indirect | |
| 2018-05-01 | Series D Preferred Stock | $ | C | 35924 | Disposed | Common Stock (35924) | Indirect |
Footnotes
F1: Each share of Series D Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: The shares are held by Spring Development Group, LLC. The reporting person is the managing member of Spring Development Group, LLC and has sole voting and dispositive power over the shares held by Spring Development Group, LLC.
F3: The shares were held by Spring Development Group, LLC. The reporting person is the managing member of Spring Development Group, LLC and has sole voting and dispositive power over the shares held by Spring Development Group, LLC.