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DOCUSIGN, INC. — Director's Dealing 2018
May 1, 2018
30367_dirs_2018-05-01_4b59b6aa-9d26-4be3-8e36-383f87afb103.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUSIGN INC (DOCU)
CIK: 0001261333
Period of Report: 2018-05-01
Reporting Person: Meeker Mary G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Common Stock | C | 1166533 | — | Acquired | 1903785 | Indirect |
| 2018-05-01 | Common Stock | C | 351524 | — | Acquired | 2255309 | Indirect |
| 2018-05-01 | Common Stock | C | 55126 | — | Acquired | 2310435 | Indirect |
| 2018-05-01 | Common Stock | C | 1122390 | — | Acquired | 3432825 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Series B Preferred Stock | $ | C | 1166533 | Disposed | Common Stock (1166533) | Indirect | |
| 2018-05-01 | Series B-1 Preferred Stock | $ | C | 351524 | Disposed | Common Stock (351524) | Indirect | |
| 2018-05-01 | Series C Preferred Stock | $ | C | 55126 | Disposed | Common Stock (55126) | Indirect | |
| 2018-05-01 | Series D Preferred Stock | $ | C | 1122390 | Disposed | Common Stock (1122390) | Indirect |
Footnotes
F1: Each share of Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). KPCB Holdings, Inc., as nominee, holds the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Growth and KPCB FF. KPCB Holdings, Inc., as nominee, held the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.