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DOCUSIGN, INC. — Director's Dealing 2018
Dec 17, 2018
30367_dirs_2018-12-17_f06a7094-a9ab-44d4-a5a0-bdd5f4cf6088.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUSIGN INC (DOCU)
CIK: 0001261333
Period of Report: 2018-11-15
Reporting Person: Davis Reginald D. (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | F | 159031 | $40.37 | Disposed | 256059 | Direct |
| 2018-12-13 | Common Stock | M | 148933 | $12.19 | Acquired | 404992 | Direct |
| 2018-12-13 | Common Stock | S | 187698 | $42.51 | Disposed | 217294 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-13 | Stock Option (Right to Buy) | $12.19 | M | 148933 | Disposed | 2024-09-10 | Common Stock (148933) | Direct |
Footnotes
F1: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.
F2: The transaction was effected pursuant to a Rule 10b5-1 plan.
F3: The shares were sold at prices ranging from $42.14 to $42.81. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Twenty-Five percent of the shares subject to the option vested on 8/4/15 and the balance of the shares vested in equal monthly installments thereafter for 36 months.