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DocGo Inc. — Director's Dealing 2022
Dec 23, 2022
33981_dirs_2022-12-23_79dc48f4-0c1e-448d-9c59-aaefd6325ca8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DocGo Inc. (DCGO)
CIK: 0001822359
Period of Report: 2022-09-16
Reporting Person: Burdiek Michael J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-16 | Common Stock | A | 97010 | — | Acquired | 512547 | Direct |
| 2022-11-04 | Common Stock | D | 6986 | $0.00 | Disposed | 505561 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-16 | Warrants to purchase Common Stock | $11.5 | M | 434437 | Disposed | 2026-12-05 | Common Stock (97010) | Direct |
Footnotes
F1: On August 15, 2022, pursuant to the Warrant Agreement, dated October 14, 2020 ("Warrant Agreement"), by and between Issuer and Continental Stock Transfer & Trust Company ("Continental"), Issuer issued a notice of mandatory redemption of all issued and outstanding warrants to acquire Common Stock. On September 16, 2022, immediately prior to the redemption of warrants, Mr. Burdiek exercised his 434,437 private warrants to acquire common stock on a cashless basis at a conversion ratio of 0.2233 shares of Common Stock per private warrant, as established pursuant to the terms of the Warrant Agreement.
F2: Pursuant to Section 3.2(c)(i) of the Stock Escrow Agreement, dated August 15, 2021, by and among Issuer, Motion Acquisition LLC, and Continental Stock Transfer & Trust Company (as assigned from time to time), on November 4, 2022, Mr. Burdiek forfeited 6,986 shares of Common Stock for no consideration.